DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• W•••••• L••
Latest filing Sep 2, 2026
First filing on the tape Sep 15, 2016 · 27 filings
SEC status approved since Sep 26, 2016
RAUM
$3.2B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
100%
$3.2B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$200M
derived; firm RAUM over IAPD count
Employees
40
31 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$3.2B as of Jun 11, 2026
Mar 29, 2017$154M then
HNW client RAUM$2.6B as of Jun 11, 2026
Mar 27, 2019$383M then
State-registered IARs (5.B.3)27 as of Jun 11, 2026
Mar 29, 20179 then
Employees (5.A)40 as of Jun 11, 2026
Mar 29, 201713 then
Private funds: no history
RAUM +21% over the last fiscal year+22% a year over threeIARs 29 to 27offices 10 to 2
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $200MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 107derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $616,974derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 5.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $811M, 592 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.6B82%
- Individuals$564M18%
- Individual clients
- 1,261reported
- HNW clients
- 453reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5,195reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $811M for 592 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• L•••• D••••• | Edison, Nj | Mar 9, 2021 | 12 y | 0 |
| S•••••• D••••• T•••• | Edison, Nj | Jul 28, 2021 | 28 y | 1 |
| C••••••••• C•••••••••Chartered Financial Analyst | Edison, Nj | Aug 9, 2021 | 15 y | 0 |
| J•••• D•••• C•••••Chartered Financial Consultant | Amarillo, Tx | Oct 8, 2021 | 43 y | 2 |
| J•••••• C•••••• C•••••• P••••••••• | Edison, Nj | Oct 11, 2021 | 25 y | 3 |
| K•••• C•••• R•••• | Haddonfield, Nj | Aug 24, 2022 | 31 y | 1 |
| R••• T••••• G••••• | Edison, Nj | Nov 28, 2022 | 13 y | 0 |
| M•••• S••••• | Edison, Nj | Oct 11, 2023 | 11 y | 0 |
| S•••••••• S•••• | New York, Ny | Mar 4, 2025 | 11 y | 0 |
| D•••• S••• H••• L•• | Hong Kong | Mar 31, 2025 | 23 y | 3 |
| R••• A••••• C••••••• | Edison, Nj | Sep 8, 2026 | 10 y | 0 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 19% of current headcount5 left over 36 months
Left, latest
- J••• R•• H••• to R••••••• W••••• M•••••••••Jun 3, 2026 · RIA to a newly registered adviser
- R•••••• P••• D••••• to R••••••• W••••• M•••••••••Jun 3, 2026 · RIA to a newly registered adviser
- R•••• E•••••••• D••••• S•••• to R••••••• W••••• M•••••••••Jun 3, 2026 · RIA to a newly registered adviser
- A•••• L•••• V•••••••• to B••••• G••••• A•••••• N••••••• L••Nov 1, 2024 · RIA to RIA
- T••••• C•••••• to A••••••••• F•••••••• S•••••••• L••Apr 19, 2024 · RIA to affiliated broker-dealer or bank
- T••••• P•••••• M••• to S•••• Q•••• A•••••••• L••Oct 5, 2017 · Other
Joined, latest
- D•••• S••• H••• L•• from E••••••••• F•••••••• S••••••••• L••Mar 31, 2025 · Other
- J••• R•• H••• from L•• F•••••••• L••May 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- K•••• C•••• R•••• from L•• C•••••••••Aug 24, 2022 · Other
- Z•••••• L••••••• W••••••• from F••• A•••••••Oct 11, 2021 · Other
- J•••••• C•••••• C•••••• P••••••••• from B•• F•••••••• G••••• L••Oct 11, 2021 · RIA to RIA
- T••••• C•••••• from B•• F•••••••• G••••• L••Oct 11, 2021 · RIA to RIA
- J•••• D•••• C••••• from M•••• F•••••••• A•••••••• I••Oct 8, 2021 · Other
- R•••••• P••• D••••• from B•• F•••••••• G••••• L••Oct 8, 2021 · RIA to RIA
- R•••• E•••••••• D••••• S•••• from B•• F•••••••• G••••• L••Oct 8, 2021 · RIA to RIA
- D••••• N••• S••••• from B•• F•••••••• G••••• L••Sep 28, 2021 · RIA to RIA
- A•••••• M•••••••• from B•• F•••••••• G••••• L••Sep 22, 2021 · RIA to RIA
- M•••••• J•••• A••••• from G•••••• S•••• W••••• S•••••••• L•••Sep 4, 2021 · Other
- C•••••• W••••• M••••••• from B•• F•••••••• G••••• L••Aug 9, 2021 · RIA to RIA
- S•••••• D••••• T•••• from P••••••••• P••••••• C•••••••••Jul 28, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for R••••••• W••••• M•••••••••Jun 3, 2026 · R•••••••, Tx
- 5 joined from B•• F•••••••• G••••• L••Jan 3, 2022 · Hurst, Tx · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••••••• H•••••• C••••••••• · Ciocontrolsince 07/2021 · owns less than 5%
- P••••••••• J••••••• C•••••• C•••••• · Presidentcontrolsince 07/2021 · owns less than 5%
- A•••••• M••••••• J•••• · Ceo/Ccosince 08/2016 · owns less than 5%
- R•••••• J••• D• · Cfosince 08/2016 · owns less than 5%
- T••••• S••••••• D••••• · Ccosince 08/2021 · owns less than 5%
Entity owners
- L•• C•••••• C••• H•••••••• L•• · Memberdirect · owns 75% or more
- L•• C•••••• C••• · Ownerindirect · owns 75% or more of L•• C•••••• C••• H•••••••• L••
Related persons
Schedule D 7.A
- B•• F•••••••• G••••• L••broker-dealernRAUM $609M
- L•• F••• M••••••••• L••pooled vehicle sponsorn
- L•• F••• S•••••••• L••investment advisernRAUM $151M
- L•• I•••••••• S••••••••• L••real estaten
- L•• T•• A•• C••••••••• S••••••• L••insurancen
Advisers that list L•• W•••••• L•• as a related person
- 163259 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edison, Nj · principal | 16 | 1 | 1 | ||
| New York, Ny | 4 | 0 | 0 | ||
| Iselin, Nj | 3 | 0 | 0 | ||
| R•••••••, Tx | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Central, Hong Kong8 employees
- Iselin, NJ7 employees
- Big Spring, TX3 employees
- R•••••••, TX2 employees
- Amarillo, TX1 employees
- Wichita Falls, TX1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 2, 2026P••••••••• J••••••• C•••••• C•••••• (PRESIDENT) left Schedule A between the filings of 2021-09-15 and 2026-09-02peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 2, 2026O•••••••• H•••••• C••••••••• (CIO) left Schedule A between the filings of 2021-09-15 and 2026-09-02peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 11, 2026 to Sep 2, 2026
- Succession · false to unsetJun 11, 2026 to Sep 2, 2026
- Advisory employees · 32 to 31Mar 17, 2026 to Jun 11, 2026
- BD registered reps · 15 to 13Mar 17, 2026 to Jun 11, 2026
- Employees · 43 to 40Mar 17, 2026 to Jun 11, 2026
- HQ city · HURST to EDISONMar 17, 2026 to Jun 11, 2026
- HQ state · TX to NJMar 17, 2026 to Jun 11, 2026
- State-registered IARs · 29 to 27Mar 17, 2026 to Jun 11, 2026
- Other offices · 10 to 2Mar 17, 2026 to Jun 11, 2026
- Accounts · 4,566 to 5,195Jul 24, 2025 to Feb 11, 2026
- HNW clients · 410 to 453Jul 24, 2025 to Feb 11, 2026
- Individual clients · 1,123 to 1,261Jul 24, 2025 to Feb 11, 2026
- Assets in custody · $429M to $811MJul 24, 2025 to Feb 11, 2026
- Discretionary RAUM · $2.3B to $2.8BJul 24, 2025 to Feb 11, 2026
- HNW RAUM · $2.2B to $2.6BJul 24, 2025 to Feb 11, 2026
- Individual RAUM · $428M to $564MJul 24, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $368M to $421MJul 24, 2025 to Feb 11, 2026
- RAUM · $2.7B to $3.2BJul 24, 2025 to Feb 11, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jul 24, 2025
- Accounts · 3,937 to 4,566Feb 18, 2025 to Mar 31, 2025
- Advisory employees · 29 to 32Feb 18, 2025 to Mar 31, 2025
- BD registered reps · 16 to 15Feb 18, 2025 to Mar 31, 2025
- Corporate clients · 42.0 to unsetFeb 18, 2025 to Mar 31, 2025
- HNW clients · 678 to 410Feb 18, 2025 to Mar 31, 2025
- Individual clients · 1,753 to 1,123Feb 18, 2025 to Mar 31, 2025
- Pension plan clients · 9.0 to unsetFeb 18, 2025 to Mar 31, 2025
- Assets in custody · $319M to $429MFeb 18, 2025 to Mar 31, 2025
- Employees · 31 to 43Feb 18, 2025 to Mar 31, 2025
- Other offices · 8 to 10Feb 18, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.5B to $2.3BFeb 18, 2025 to Mar 31, 2025
- HNW RAUM · $1.2B to $2.2BFeb 18, 2025 to Mar 31, 2025
- Individual RAUM · $228M to $428MFeb 18, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $368MFeb 18, 2025 to Mar 31, 2025
- Pension RAUM · 6328544.0 to unsetFeb 18, 2025 to Mar 31, 2025
- RAUM · $1.5B to $2.7BFeb 18, 2025 to Mar 31, 2025
- Other offices · 7 to 8Mar 18, 2024 to Feb 18, 2025
- Accounts · 3,957 to 3,937Mar 17, 2023 to Mar 18, 2024
- Advisory employees · 27 to 29Mar 17, 2023 to Mar 18, 2024
- Corporate clients · 33 to 42Mar 17, 2023 to Mar 18, 2024
- HNW clients · 446 to 678Mar 17, 2023 to Mar 18, 2024
Signals
16 dated events
- L•• W•••••• L•• reported 2 offices beyond its principal office, down from 10 (2026-03-17 to 2026-06-11)Jun 11, 2026 · Office count change · derived
- J••• R•• H••• left L•• W•••••• L•• for R••••••• W••••• M••••••••• (registered 2026-05-05)Jun 3, 2026 · a•••••• firm change · fact
- R•••••• P••• D••••• left L•• W•••••• L•• for R••••••• W••••• M••••••••• (registered 2026-03-20)Jun 3, 2026 · a•••••• firm change · fact
- R•••• E•••••••• D••••• S•••• left L•• W•••••• L•• for R••••••• W••••• M••••••••• (registered 2026-05-05)Jun 3, 2026 · a•••••• firm change · fact
- 2 advisors left L•• W•••••• L•• (R•••••••, TX) for R••••••• W••••• M••••••••• on the same dayJun 3, 2026 · Team lift-out · derived
- L•• W•••••• L•• reported RAUM $2.7B, up 75% from $1.5B (2025-02-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A•••• L•••• V•••••••• left L•• W•••••• L•• for B••••• G••••• A•••••• N••••••• L•• (registered 2025-10-24)Nov 1, 2024 · a•••••• firm change · fact
- T••••• C•••••• left L•• W•••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-04-19)Apr 19, 2024 · a•••••• firm change · fact
- B•• F•••••••• G••••• L••'s advisors moved to L•• W•••••• L•• (Hurst, TX): 5 of 7 registered, on the same dayJan 3, 2022 · Firm absorbed (people side) · derived
- L•• W•••••• L•• reported 27 state-registered advisory representatives, up from 5 (2021-06-10 to 2021-09-15)Sep 15, 2021 · ria a•••••• headcount change · derived
- L•• W•••••• L•• reported 9 offices beyond its principal office, up from 1 (2021-06-10 to 2021-09-15)Sep 15, 2021 · Office count change · derived
- L•• W•••••• L•• reported RAUM $1.5B, up 155% from $594.6M (2021-06-10 to 2021-09-15)Sep 15, 2021 · RAUM change · derived
- Carolyn Cutrera Jessica Papadopoulos (President) appeared on Schedule A of L•• W•••••• L••Sep 15, 2021 · Control person joined · fact
- Christiaan Harmen Overdijk (Cio) appeared on Schedule A of L•• W•••••• L••Sep 15, 2021 · Control person joined · fact
- L•• W•••••• L•• reported RAUM $338.0M, up 101% from $168.4M (2017-10-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- M••••• Q•••• W••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Sep 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/leo-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- LEOWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-903-2600reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $200Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026