DFX Intelligence
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Feed of 09/14/2026
Also filed as Theresa Ryan
At current firm
3 y
since Mar 3, 2023
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Mar 3, 2023 · Forest Lake, Mn
- P•••• S••••••••• L•• no RAUMSep 17, 2020 to Mar 9, 2023 · St. Louis Park, Mn
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to E••••• J••••left Mar 9, 2023, registered Mar 3, 2023 (-6 days) · Affiliated broker-dealer or bank to another
Signals
- T•••••• A•• R••• left P•••• S••••••••• L•• for E••••• J•••• (registered 2023-03-03)Mar 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address