RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• G•••••• B••••
- A••• A••••••• P••••••• BD affiliated currentsince Mar 31, 2026 · Poughkeepsie, Ny
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 26, 2024 to Apr 2, 2026 · Fort Lauderdale, Fl
- C••••• A••••••• L•• formerApr 20, 2023 to Mar 21, 2024 · Poughkeepsie, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 9, 2020 to Apr 18, 2023 · Jacksonville, Fl
- C••••• I••••••••• A••••••• L•• to A••• A••••••• P•••••••left Apr 2, 2026, registered Mar 31, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Feb 26, 2024 (-24 days) · corporate re-registration, not a move
- F••••••• P••••••• A•• W•••••••• A••••••• to C••••• A••••••• L••left Apr 18, 2023, registered Apr 20, 2023 (2 days) · Affiliated broker-dealer or bank to another
- B•••••• G•••••• B•••• left C••••• I••••••••• A••••••• L•• for A••• A••••••• P••••••• (registered 2026-03-31)Apr 2, 2026 · Advisor changed firm · fact
- B•••••• G•••••• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••• A••••••• L•• (registered 2023-04-20)Apr 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address