DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••••• M•••

N••••• C•••••• M•••••••••independent RIACharlotte, NcIA-onlyIAPD 7259603

Certified Financial Planner

Feed of 09/14/2026

Also filed as Parker Steven Mayo

At current firm

0 y

since Aug 24, 2026

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• C•••••• M••••••••• independent RIA current
since Aug 24, 2026 · Charlotte, Nc
Q••••••••• F•••••••• S••••••••• independent RIA
Apr 17, 2026 to May 15, 2026 · Charlotte, Nc
V•••• P••••••• L•• independent RIA
Mar 12, 2025 to Mar 5, 2026 · Charlotte, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 2, 2021 to Mar 31, 2025 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Q••••••••• F•••••••• S••••••••• to N••••• C•••••• M•••••••••
left May 15, 2026, registered Aug 24, 2026 (101 days) · RIA to RIA
V•••• P••••••• L•• to Q••••••••• F•••••••• S•••••••••
left Mar 5, 2026, registered Apr 17, 2026 (43 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to V•••• P••••••• L••
left Mar 31, 2025, registered Mar 12, 2025 (-19 days) · Affiliated broker-dealer or bank to independent RIA

Signals

P••••• M••• left Q••••••••• F•••••••• S••••••••• for N••••• C•••••• M••••••••• (registered 2026-08-24)
May 15, 2026 · Advisor changed firm · fact
P••••• M••• left V•••• P••••••• L•• for Q••••••••• F•••••••• S••••••••• (registered 2026-04-17)
Mar 5, 2026 · Advisor changed firm · fact
P••••• M••• left F••••••• P••••••• A•• W•••••••• A••••••• for V•••• P••••••• L•• (registered 2025-03-12)
Mar 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address