RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• V••••• B••••• R••••••
- I••••••••• S•••••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Mar 10, 2026 · Montgomery, Tx
- A••••• I••••••••• P•••••••• L•• otherMay 19, 2021 to Mar 6, 2026 · Montgomery, Tx
- S••••• M••••••••• i••••••••• wealthNov 17, 2020 to Jun 29, 2021 · Bethlehem, Pa
- A••••• I••••••••• P•••••••• L•• to I••••••••• S•••••••• W••••• M••••••••• L••left Mar 6, 2026, registered Mar 10, 2026 (4 days) · RIA to RIA · moved with a team
- S••••• M••••••••• to A••••• I••••••••• P•••••••• L••left Jun 29, 2021, registered May 19, 2021 (-41 days) · RIA to a newly registered adviser
- A••••• V••••• B••••• R•••••• left A••••• I••••••••• P•••••••• L•• for I••••••••• S•••••••• W••••• M••••••••• L•• (registered 2026-03-10)Mar 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address