RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S••••• S••••
- F••••• I••••••••• independent RIA currentsince May 18, 2026 · Tampa, Fl
- R••••• G••••• I••• state registeredDec 13, 2023 to May 13, 2026 · Phoenix, Md
- S•••••••• I•••••••• state registeredJun 15, 2020 to Nov 30, 2023 · Juno Beach, Fl
- R••••• G••••• I••• to F••••• I•••••••••left May 13, 2026, registered May 18, 2026 (5 days) · Other
- S•••••••• I•••••••• to R••••• G••••• I•••left Nov 30, 2023, registered Dec 13, 2023 (13 days) · Other
- K•••• S••••• S•••• left R••••• G••••• I••• for F••••• I••••••••• (registered 2026-05-18)May 13, 2026 · Advisor changed firm · fact
- K•••• S••••• S•••• left S•••••••• I•••••••• for R••••• G••••• I••• (registered 2023-12-13)Nov 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address