DFX Intelligence
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Registered advisor
C••••••••• M••••• B••••
Feed of 09/15/2026
Also filed as C••••••••• M••••• B••••••••• B••••
At current firm
3 y
since Oct 10, 2022
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Oct 10, 2022 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 9, 2021 to Sep 20, 2022 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Sep 20, 2022, registered Oct 10, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedSep 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address