DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tiffany Nichole Austin
Feed of 09/14/2026
Also filed as Tiffany Nichole Frederick
At current firm
1 y
since Jan 1, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sage Private Wealth Group, LLC independent RIA currentsince Jan 1, 2025 · Colorado Springs, Co
- 56 Capital Partners, Ltd bank affiliatedJun 26, 2020 to Nov 8, 2022 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- 56 Capital Partners, Ltd to Sage Private Wealth Group, LLCleft Nov 8, 2022, registered Jan 1, 2025 (785 days) · RIA to RIA
Signals
- Tiffany Nichole Austin left 56 Capital Partners, Ltd for Sage Private Wealth Group, Llc (registered 2025-01-01)Nov 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address