DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Sage Private Wealth Group, LLC

Independent wealth managerOakbrook Terrace, IllinoisCRD 173399SEC 801-119804websiteIAPD
Latest filing Sep 10, 2026
First filing on the tape Oct 15, 2020 · 22 filings
SEC status approved since Nov 16, 2020
RAUM
$441M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
97%
$427M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$40.1M
derived; firm RAUM over IAPD count
Employees
15
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$441M as of Aug 26, 2026
Mar 24, 2021$342M then
HNW client RAUM$399M as of Aug 26, 2026
Mar 24, 2021$232M then
State-registered IARs (5.B.3)10 as of Aug 26, 2026
Mar 24, 20216 then
Employees (5.A)15 as of Aug 26, 2026
Mar 24, 20216 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
RAUM per advisor
$40.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
44derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.2MderivedHNW RAUM over HNW clients
Average account
$918,285derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
3.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+23%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$55.7M, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$399M93%
  • Individuals$28.3M6.6%
Individual clients
146reported
HNW clients
333reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
480reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$55.7M for 17 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Khaled Awad TahaOakbrook Terrace, IlNov 18, 201424 y3
Nickolas James BraitCertified Financial PlannerOakbrook Terrace, IlNov 18, 201444 y3
Peggy Lynn HauserOakbrook Terrace, IlMay 9, 201611 y1
Robert Lloyd BorchardtOakbrook Terrace, IlJun 6, 201635 y2
Joshua Gabriel YouelOakbrook Terrace, IlMar 3, 202312 y0
Kristi K WanoOakbrook Terrace, IlNov 30, 202314 y1
Christina CastrejonCertified Financial PlannerOakbrook Terrace, IlNov 30, 202321 y1
Tiffany Nichole AustinColorado Springs, CoJan 1, 202511 y1
Edward Thomas KeatingChartered Financial AnalystOakbrook Terrace, IlJan 13, 202526 y1
Andrea Bradley ClaeysOakbrook Terrace, IlMay 14, 202612 y1
Kenneth Joseph DowCertified Financial PlannerOakbrook Terrace, IlSep 1, 202629 y5
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Christine Anne Czizek · Chief Compliance Officercontrol
      since 10/2022 · owns less than 5%
    • Noha El-Shareif · Member/Chief Strategy Officercontrol
      since 11/2014 · owns 10% to 25%
    • Awad Khaled Taha · Managing Membercontrol
      since 03/2012 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Sage Private Wealth Group Tax Advisory LLC
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Oakbrook Terrace, Il · principal1020
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • account count collapseChange between filings · filing Mar 18, 2026
      accounts (Item 5.F.2.f) moved from 1,143.0 to 480.0 (-58.0%) between the annual amendments of 2025-04-21 and 2026-03-18; the peer median change was +5.0% (3688 comparable advisers, 2.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,688) · 2.3% percentile
    • HNW share shiftChange between filings · filing Mar 18, 2026
      HNW share of RAUM moved from 74.0% to 91.0% between the annual amendments of 2025-04-21 and 2026-03-18
      peers: independent wealth managers, $100M to $500M (5,676)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Financial planning clients · to unset
      Aug 26, 2026 to Sep 10, 2026
    • Succession · false to unset
      Aug 26, 2026 to Sep 10, 2026
    • Accounts · 1,143 to 480
      Dec 19, 2025 to Mar 18, 2026
    • Advisory employees · 11 to 3
      Dec 19, 2025 to Mar 18, 2026
    • HNW clients · 117 to 333
      Dec 19, 2025 to Mar 18, 2026
    • Individual clients · 273 to 146
      Dec 19, 2025 to Mar 18, 2026
    • Assets in custody · $27.9M to $55.7M
      Dec 19, 2025 to Mar 18, 2026
    • Discretionary RAUM · $376M to $419M
      Dec 19, 2025 to Mar 18, 2026
    • HNW RAUM · $294M to $399M
      Dec 19, 2025 to Mar 18, 2026
    • Individual RAUM · $90.2M to $28.3M
      Dec 19, 2025 to Mar 18, 2026
    • Non-discretionary RAUM · $19.2M to $21.5M
      Dec 19, 2025 to Mar 18, 2026
    • RAUM · $395M to $441M
      Dec 19, 2025 to Mar 18, 2026
    • Accounts · 1,146 to 1,143
      Jun 5, 2024 to Apr 21, 2025
    • Advisory employees · 13 to 11
      Jun 5, 2024 to Apr 21, 2025
    • Advisory activities · 4 to 3
      Jun 5, 2024 to Apr 21, 2025
    • HNW clients · 101 to 117
      Jun 5, 2024 to Apr 21, 2025
    • Individual clients · 284 to 273
      Jun 5, 2024 to Apr 21, 2025
    • Assets in custody · $3.6M to $27.9M
      Jun 5, 2024 to Apr 21, 2025
    • Employees · 13 to 15
      Jun 5, 2024 to Apr 21, 2025
    • Financial planning clients · 0 to
      Jun 5, 2024 to Apr 21, 2025
    • State-registered IARs · 8 to 10
      Jun 5, 2024 to Apr 21, 2025
    • Other offices · 1 to 2
      Jun 5, 2024 to Apr 21, 2025
    • Discretionary RAUM · $346M to $376M
      Jun 5, 2024 to Apr 21, 2025
    • HNW RAUM · $255M to $294M
      Jun 5, 2024 to Apr 21, 2025
    • Individual RAUM · $108M to $90.2M
      Jun 5, 2024 to Apr 21, 2025
    • Non-discretionary RAUM · $18.8M to $19.2M
      Jun 5, 2024 to Apr 21, 2025
    • Pension RAUM · $842,309 to $0
      Jun 5, 2024 to Apr 21, 2025
    • RAUM · $364M to $395M
      Jun 5, 2024 to Apr 21, 2025
    • Accounts · 1,073 to 1,146
      Feb 12, 2024 to Mar 28, 2024
    • Advisory employees · 12 to 13
      Feb 12, 2024 to Mar 28, 2024
    • HNW clients · 74 to 101
      Feb 12, 2024 to Mar 28, 2024
    • Individual clients · 281 to 284
      Feb 12, 2024 to Mar 28, 2024
    • Assets in custody · $17.8M to $3.6M
      Feb 12, 2024 to Mar 28, 2024
    • Discretionary RAUM · $264M to $346M
      Feb 12, 2024 to Mar 28, 2024
    • HNW RAUM · $172M to $255M
      Feb 12, 2024 to Mar 28, 2024
    • Individual RAUM · $103M to $108M
      Feb 12, 2024 to Mar 28, 2024
    • Non-discretionary RAUM · $22.2M to $18.8M
      Feb 12, 2024 to Mar 28, 2024
    • Pension RAUM · $0 to $842,309
      Feb 12, 2024 to Mar 28, 2024
    • RAUM · $286M to $364M
      Feb 12, 2024 to Mar 28, 2024
    • Accounts · 1,055 to 1,073
      Oct 13, 2022 to Mar 30, 2023
    Signals
    7 dated events
    • Syeda Husnaa Mahmood left Sage Private Wealth Group, Llc for Ae Wealth Management, Llc (registered 2026-02-25)
      Aug 21, 2025 · Advisor changed firm · fact
    • 2 advisors left Calamos Wealth Management LLC (Naperville, IL) for Sage Private Wealth Group, LLC on the same day
      Dec 4, 2023 · Team lift-out · derived
    • Brandon Scott Rotsky left Sage Private Wealth Group, Llc for Kinetic Wealth Investment Advisors, Llc (registered 2024-01-11)
      Sep 15, 2023 · Advisor changed firm · fact
    • Christine Anne Czizek (Chief Compliance Officer) appeared on Schedule A of Sage Private Wealth Group, Llc
      Oct 13, 2022 · Control person joined · fact
    • Noha El-Shareif (Member/Chief Strategy Officer) appeared on Schedule A of Sage Private Wealth Group, Llc
      Jul 1, 2022 · Control person joined · fact
    • Stewart E Schrader left Sage Private Wealth Group, Llc for Mercer Global Advisors Inc. (registered 2023-03-28)
      Jun 7, 2022 · Advisor changed firm · fact
    • Sage Private Wealth Group, Llc filed its initial SEC registration (Form ADV)
      Oct 15, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business phone
    630-933-0000reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/sagepwgreportedpublic record, Form ADV, Sep 17, 2026
    Website
    SAGEPRIVATEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    630-933-0000reportedpublic record, Form ADV, Sep 10, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $40.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026