B•••••• C••••• B•••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• E••••••• W•••••• L•• independent RIA current
  since Jul 28, 2017 · Bakersfield, Ca
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 31, 2017 · Bakersfield, Ca
• M••••• S•••••• • C•• L•• unclassified
  Aug 30, 2007 to Jun 1, 2009 · Bakersfield, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  Mar 27, 1997 to Sep 6, 2007 · Bakersfield, Ca

• M••••• S•••••• to E••••••• W•••••• L••
  left Jul 31, 2017, registered Jul 28, 2017 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
  left Sep 6, 2007, registered Aug 30, 2007 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

45derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address