RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• R••••
- G•••••• S•••• W••••• S•••••••• L••• BD affiliated currentsince Sep 4, 2024 · New York, Ny
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 13, 2021 to Aug 26, 2024 · New York, Ny
- E•••••••• A•••••••• L•• national BDOct 2, 2020 to Apr 19, 2021 · New York, Ny
- N••••••••• M••••• I••••••••• S••••••••• to G•••••• S•••• W••••• S•••••••• L•••left Aug 26, 2024, registered Sep 4, 2024 (9 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Apr 19, 2021, registered Aug 13, 2021 (116 days) · Other
- C••••••••• M•••••• R•••• left N••••••••• M••••• I••••••••• S••••••••• for G•••••• S•••• W••••• S•••••••• L••• (registered 2024-09-04)Aug 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address