RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• R•••••
- E•••••• W••••• A•••••••• L•• state registered currentsince May 2, 2025 · Newport Beach, Ca
- E•••••• C•••••• G••••• L•• formerSep 26, 2024 to Apr 9, 2025 · Newport Beach, Ca
- P••• A••••• S••••••••• L•• BD affiliatedJan 25, 2021 to Apr 1, 2024 · Irvine, Ca
- E•••••• C•••••• G••••• L•• to E•••••• W••••• A•••••••• L••left Apr 9, 2025, registered May 2, 2025 (23 days) · Other · moved with a team
- P••• A••••• S••••••••• L•• to E•••••• C•••••• G••••• L••left Apr 1, 2024, registered Sep 26, 2024 (178 days) · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• M•••••• R••••• left E•••••• C•••••• G••••• L•• for E•••••• W••••• A•••••••• L•• (registered 2025-05-02)Apr 9, 2025 · Advisor changed firm · fact
- J•••• M•••••• R••••• left P••• A••••• S••••••••• L•• for E•••••• C•••••• G••••• L•• (registered 2024-09-26)Apr 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address