RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••• L••••• H••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince May 28, 2026 · Raleigh, Nc
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 30, 2026 · Durham, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 24, 2024 to Mar 31, 2025 · Durham, Nc
- S•••••••• A••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Apr 30, 2026, registered May 28, 2026 (28 days) · Other
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Z•••• L••••• H•••• left S•••••••• A••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-05-28)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address