RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A••••
- F•••• independent RIA currentsince Jan 9, 2026 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 29, 2023 to Jan 7, 2026 · St. Petersburg, Fl
- M••••• S•••••• wirehouseJul 31, 2020 to Dec 16, 2022 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• to F••••left Jan 7, 2026, registered Jan 9, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Dec 16, 2022, registered Mar 29, 2023 (103 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•••• left R•••••• J•••• • A••••••••• I••• for Facet (registered 2026-01-09)Jan 7, 2026 · Advisor changed firm · fact
- A••••• A•••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-03-29)Dec 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address