RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••• M••••••••• independent RIA currentsince Jul 18, 2025 · North Little Rock, Ar
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 31, 2022 to Jul 30, 2025 · Conway, Ar
- G•••••••• F•••••••• A•••••••• L•• unclassifiedJan 20, 2021 to Jan 31, 2022 · Bryant, Ar
- L•• F•••••••• L•• BD affiliatedDec 22, 2020 to Mar 3, 2022 · Alexander, Ar
- N••••••••• M••••• I••••••••• S••••••••• to S••••• M•••••••••left Jul 30, 2025, registered Jul 18, 2025 (-12 days) · Other · moved with a team
- L•• F•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 3, 2022, registered Jan 20, 2021 (-407 days) · Other
- G•••••••• F•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 31, 2022, registered Mar 31, 2022 (59 days) · Other
- K••• F••••••••• left N••••••••• M••••• I••••••••• S••••••••• for S••••• M••••••••• (registered 2025-07-18)Jul 30, 2025 · Advisor changed firm · fact
- K••• F••••••••• left L•• F•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2021-01-20)Mar 3, 2022 · Advisor changed firm · fact
- K••• F••••••••• left G•••••••• F•••••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-03-31)Jan 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address