DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••••••• G••••• A•••••••• L••
Latest filing Mar 12, 2026
First filing on the tape May 17, 2017 · 38 filings
SEC status approved since May 31, 2017
RAUM
$972M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
89%
$864M individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$37.4M
derived; firm RAUM over IAPD count
Employees
30
27 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$972M as of Mar 12, 2026
Mar 29, 2018$0 then
HNW client RAUM$478M as of Mar 12, 2026
Mar 26, 2020$93.8M then
State-registered IARs (5.B.3)27 as of Mar 12, 2026
Mar 29, 20181 then
Employees (5.A)30 as of Mar 12, 2026
Mar 29, 20183 then
Private funds: no history
RAUM +19% over the last fiscal year+15% a year over threeIARs 24 to 27offices 9 to 10
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $37.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $274,069derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.4derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $911MreportedItem 5.I
- Custody
- $53,028, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$478M49%
- Individuals$385M40%
- Pension and profit-sharing plans$108M11%
- Individual clients
- 2,165reported
- HNW clients
- 220reported
- Pension plan clients
- 80reported
- Charitable clients
- n/areported
- Accounts
- 3,546reported
- Financial planning clients
- reported
- Wrap fee programs
- $911M sponsored, $0 managedreported
- Custody of client assets
- $53,028 for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A••••• W••••• | Hauppauge, Ny | Aug 28, 2017 | 13 y | 0 |
| M•••••• J••• T••••••Certified Financial Planner | Hauppauge, Ny | Sep 5, 2019 | 13 y | 0 |
| A••••• L••••• K•••• | Hauppauge, Ny | Oct 8, 2019 | 11 y | 0 |
| M•••••• A•••• H•••••••Certified Financial Planner | Hauppauge, Ny | Nov 19, 2019 | 34 y | 0 |
| M••• E••••• R••••••• | Norfolk, Va | Jun 18, 2020 | 44 y | 4 |
| M••• A•••• G••••• | Hauppauge, Ny | Aug 18, 2020 | 29 y | 1 |
| E•••••• S•••• Y•••••••• | Boynton Beach, Fl | Sep 10, 2020 | 40 y | 3 |
| T••••• F•••••• K••••••• | Hauppauge, Ny | Jul 31, 2021 | 42 y | 0 |
| E•• B••••••• | Astoria, Ny | Aug 3, 2021 | 11 y | 0 |
| S•••• M•••••• H••••••• | Hauppauge, Ny | Aug 23, 2021 | 14 y | 0 |
| H•••• M•••••Certified Financial Planner | Hauppauge, Ny | Aug 30, 2021 | 41 y | 1 |
| J••••• D••••• D••••••• | Hauppauge, Ny | Oct 28, 2021 | 21 y | 0 |
| J••••••• A•••• G•••••• | New York, Ny | Oct 28, 2021 | 16 y | 0 |
| F•••• R•••• L•••• | Jericho, Ny | Nov 22, 2021 | 13 y | 0 |
| N••••••• E•••••• C••••••• | Hauppauge, Ny | Jan 3, 2022 | 15 y | 0 |
| C•••••• J••• S•••• | Charlotte, Nc | Jul 24, 2022 | 34 y | 3 |
| K•••• C••••• | Bradenton, Fl | Jan 10, 2023 | 25 y | 2 |
| P••••• T•••••• | Hauppauge, Ny | Jan 24, 2023 | 36 y | 0 |
| J••••••• S••••• | Hauppauge, Ny | Aug 24, 2023 | 11 y | 0 |
| W•••••• G••••••••• | Hauppauge, Ny | Apr 23, 2024 | 31 y | 0 |
| R••••••• G••••• B•••••• | Jericho, Ny | Jul 19, 2024 | 39 y | 0 |
| G••• S••••• | Jericho, Ny | Jan 31, 2025 | 32 y | 1 |
| T•••• B••••• | Hackensack, Nj | Apr 23, 2025 | 11 y | 1 |
| A••••• T••••• G••••••••Certified Financial Planner | Hauppauge, Ny | May 12, 2025 | 13 y | 1 |
| H•••••• L••• R••••• | Jericho, Ny | Jan 23, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.8% of current headcount2 left over 36 months
Left, latest
- J•••••• C•••• T••• to M••••• G••••• A••••••• I•••Mar 6, 2026 · RIA to RIA
- I••• N••••••••• to N••••••••• L••Sep 30, 2024 · RIA to a state-registered adviser
- D••••• A•••••• M••••• to M••••••Dec 31, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- H•••••• L••• R••••• from M•• I•••••••• S•••••••• L••Jan 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- T•••• B••••• from U•• F•••••••• S••••••• I•••Apr 23, 2025 · Wirehouse to independent RIA
- G••• S••••• from M•• I•••••••• S•••••••• L••Jan 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••••• C•••• T••• from T••••••• I••••••••• M••••••••• I•••May 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- I••• N••••••••• from N••••••••• L••Jan 18, 2023 · Other
- K•••• C••••• from U••••• C•••••• F•••••••• A•••••••Jan 10, 2023 · Affiliated broker-dealer or bank to independent RIA
- C•••••• J••• S•••• from F••••• A•••••••• I••••••••• P••••••• L••Jul 24, 2022 · Other
- H•••• M••••• from T•• A•••••••• I•••Aug 30, 2021 · Affiliated broker-dealer or bank to independent RIA
- E•••••• S•••• Y•••••••• from A••••• P•••••• A•••••••• L••Sep 10, 2020 · RIA to RIA
- M••• A•••• G••••• from C•••••• G••••••• W••••• M••••••••• L••Aug 18, 2020 · RIA to RIA
- M••• E••••• R••••••• from A••••• P•••••• A•••••••• L••Jun 18, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••• P•••••• A•••••••• L••Feb 4, 2020 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• M••••••• A•••• · Vice President, Ownercontrolsince 02/2016 · owns 25% to 50%
- K•••••••• T•••••• F•••••• · Chief Compliance Officercontrolsince 02/2016 · owns less than 5%
- T••••••• D••••••• · President, Owner, Managing Membercontrolsince 02/2016 · owns 50% to 75%
- T••••••• M••••••• J••• · Chief Financial Officercontrolsince 07/2017 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• C•••••• C•••••••••real estaten
- L•••••••• D••••••••• A•••• M••••••••• I•••investment advisernRAUM $884M
- L•••••••• F•••••••• S•••••••• I•••broker-dealern
Advisers that list L•••••••• G••••• A•••••••• L•• as a related person
- 167243 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hauppauge, Ny · principal | 25 | 0 | 0 | ||
| Jericho, Ny | 8 | 1 | 0 | ||
| Marco Island, Fl | 1 | 0 | 1 | ||
| San Juan, Pr | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jericho, NY5 employees
- Marco Island, FL3 employees
- Boynton Beach, FL1 employees
- Astoria, NY1 employees
- New York, NY1 employees
- Norfolk, VA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 12, 2026financial planning (Item 5.G.1): yes on the filing of 2025-07-10, no on the filing of 2026-03-12peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 3,279 to 3,546Jul 10, 2025 to Mar 12, 2026
- Advisory employees · 24 to 27Jul 10, 2025 to Mar 12, 2026
- Advisory activities · 3 to 2Jul 10, 2025 to Mar 12, 2026
- HNW clients · 194 to 220Jul 10, 2025 to Mar 12, 2026
- Individual clients · 2,007 to 2,165Jul 10, 2025 to Mar 12, 2026
- Pension plan clients · 75 to 80Jul 10, 2025 to Mar 12, 2026
- Assets in custody · $134,307 to $53,028Jul 10, 2025 to Mar 12, 2026
- Employees · 26 to 30Jul 10, 2025 to Mar 12, 2026
- Financial planning clients · 26-50 to Jul 10, 2025 to Mar 12, 2026
- State-registered IARs · 24 to 27Jul 10, 2025 to Mar 12, 2026
- Other offices · 9 to 10Jul 10, 2025 to Mar 12, 2026
- Discretionary RAUM · $801M to $949MJul 10, 2025 to Mar 12, 2026
- HNW RAUM · $385M to $478MJul 10, 2025 to Mar 12, 2026
- Individual RAUM · $341M to $385MJul 10, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $18.6M to $23.1MJul 10, 2025 to Mar 12, 2026
- Pension RAUM · $93.4M to $108MJul 10, 2025 to Mar 12, 2026
- RAUM · $820M to $972MJul 10, 2025 to Mar 12, 2026
- Wrap assets (sponsor) · $774M to $911MJul 10, 2025 to Mar 12, 2026
- Financial planning clients · 26-50 to 26-50Feb 25, 2025 to Jul 10, 2025
- Accounts · 3,176 to 3,279Oct 14, 2024 to Feb 25, 2025
- Advisory employees · 21 to 24Oct 14, 2024 to Feb 25, 2025
- Advisory activities · 4 to 3Oct 14, 2024 to Feb 25, 2025
- BD registered reps · 13 to 14Oct 14, 2024 to Feb 25, 2025
- HNW clients · 153 to 194Oct 14, 2024 to Feb 25, 2025
- Individual clients · 1,928 to 2,007Oct 14, 2024 to Feb 25, 2025
- Pension plan clients · 83 to 75Oct 14, 2024 to Feb 25, 2025
- Assets in custody · $32,000 to $134,307Oct 14, 2024 to Feb 25, 2025
- Employees · 24 to 26Oct 14, 2024 to Feb 25, 2025
- State-registered IARs · 21 to 24Oct 14, 2024 to Feb 25, 2025
- Discretionary RAUM · $691M to $801MOct 14, 2024 to Feb 25, 2025
- HNW RAUM · $291M to $385MOct 14, 2024 to Feb 25, 2025
- Individual RAUM · $337M to $341MOct 14, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $22.3M to $18.6MOct 14, 2024 to Feb 25, 2025
- Pension RAUM · $85.1M to $93.4MOct 14, 2024 to Feb 25, 2025
- RAUM · $713M to $820MOct 14, 2024 to Feb 25, 2025
- Wrap assets (sponsor) · $666M to $774MOct 14, 2024 to Feb 25, 2025
- Other offices · 10 to 9Aug 9, 2024 to Oct 1, 2024
- RAUM · $637M to $713MDec 12, 2023 to Mar 4, 2024
- Wrap assets (sponsor) · $591M to $666MDec 12, 2023 to Mar 4, 2024
- Accounts · 3,058 to 3,176Dec 12, 2023 to Mar 4, 2024
Signals
8 dated events
- J•••••• C•••• T••• left L•••••••• G••••• A•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-03-25)Mar 6, 2026 · Advisor changed firm · fact
- I••• N••••••••• left L•••••••• G••••• A•••••••• L•• for N••••••••• L•• (registered 2024-11-08)Sep 30, 2024 · Advisor changed firm · fact
- D••••• A•••••• M••••• left L•••••••• G••••• A•••••••• L•• for Mariner (registered 2023-12-21)Dec 31, 2022 · Advisor changed firm · fact
- Ladd Jordan Kimmel (Chief Equity Strategist) no longer on Schedule A of L•••••••• G••••• A•••••••• L•• (listed 2021-05-05, absent 2021-11-12)Nov 12, 2021 · Control person left · inference
- L•••••••• G••••• A•••••••• L•• reported RAUM $581.5M, up 41% from $412.3M (2020-06-29 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Ladd Jordan Kimmel (Chief Equity Strategist) appeared on Schedule A of L•••••••• G••••• A•••••••• L••Mar 29, 2021 · Control person joined · fact
- L•••••••• G••••• A•••••••• L•• reported 15 state-registered advisory representatives, up from 1 (2020-02-26 to 2020-03-26)Mar 26, 2020 · Advisor headcount change · derived
- W••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)May 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 516-349-5555reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 516-349-7471reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 516-785-1800reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/lebenthal-global-advisors-llc?trk=similreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lebenthal.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 516-785-1800reportedpublic record, Form ADV, Mar 12, 2026
- Team page
- lebenthal.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026