RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• F••••••
- R•• S••••••••• I••• BD affiliated currentsince Feb 26, 2026 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseJul 7, 2023 to Feb 18, 2026 · Culver City, Ca
- E•••••••• A•••••••• L•• national BDAug 31, 2020 to Jul 14, 2023 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• to R•• S••••••••• I•••left Feb 18, 2026, registered Feb 26, 2026 (8 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Jul 14, 2023, registered Jul 7, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- G••• F•••••• left J••• M••••• S••••••••• L•• for R•• S••••••••• I••• (registered 2026-02-26)Feb 18, 2026 · Advisor changed firm · fact
- G••• F•••••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-07-07)Jul 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address