RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••••• W•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince May 14, 2025 · Westwood, Nj
- C•• I••••••••• A••••••• independent RIAMar 14, 2023 to Apr 11, 2025 · Lakeland, Fl
- L•• F•••••••• L•• BD affiliatedMay 12, 2021 to Jul 27, 2022 · Lakeland, Fl
- C•• I••••••••• A••••••• to M••••• W••••• M••••••••• L••left Apr 11, 2025, registered May 14, 2025 (33 days) · RIA to RIA
- L•• F•••••••• L•• to C•• I••••••••• A•••••••left Jul 27, 2022, registered Mar 14, 2023 (230 days) · RIA to RIA
- R•••••• A••••• W••••• left C•• I••••••••• A••••••• for M••••• W••••• M••••••••• L•• (registered 2025-05-14)Apr 11, 2025 · Advisor changed firm · fact
- R•••••• A••••• W••••• left L•• F•••••••• L•• for C•• I••••••••• A••••••• (registered 2023-03-14)Jul 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address