RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••• A••••••••• G•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Troy, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 27, 2024 to Mar 31, 2025 · Ann Arbor, Mi
- C•••••• G•••• • C• I•• formerOct 24, 2022 to Jul 24, 2024 · Syracuse, Ny
- C•••••• S••••• • C••• I••• national BDNov 3, 2020 to Nov 1, 2022 · Troy, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• G•••• • C• I•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 24, 2024, registered Aug 27, 2024 (34 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to C•••••• G•••• • C• I••left Nov 1, 2022, registered Oct 24, 2022 (-8 days) · Affiliated broker-dealer or bank to another
- Z••• A••••••••• G••••• left C•••••• G•••• • C• I•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-08-27)Jul 24, 2024 · Advisor changed firm · fact
- Z••• A••••••••• G••••• left C•••••• S••••• • C••• I••• for C•••••• G•••• • C• I•• (registered 2022-10-24)Nov 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address