RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• Z••••• D••• I••
- R•••••••• A•••• M••••••••• BD affiliated currentsince May 9, 2025 · Orlando, Fl
- G•• S•••••••• formerJan 5, 2024 to Sep 12, 2024 · Orlando, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 2, 2023 to Dec 31, 2023 · Orlando, Fl
- G•• S•••••••• to R•••••••• A•••• M•••••••••left Sep 12, 2024, registered May 9, 2025 (239 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to G•• S••••••••left Dec 31, 2023, registered Jan 5, 2024 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••• Z••••• D••• I•• left G•• S•••••••• for R•••••••• A•••• M••••••••• (registered 2025-05-09)Sep 12, 2024 · Advisor changed firm · fact
- R•••• Z••••• D••• I•• left M•• I•••••••• S•••••••• L•• for G•• S•••••••• (registered 2024-01-05)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address