RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••••• W••••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Aug 22, 2025 · Tampa, Fl
- F••••• I••••••••• independent RIAMar 16, 2022 to Aug 8, 2025 · Plano, Tx
- F•••••• F•••••••• A•••••••• L•• BD affiliatedAug 12, 2020 to Dec 14, 2020 · Tampa, Fl
- F••••• I••••••••• to S•••••• F•••••••• G••••• L•••••left Aug 8, 2025, registered Aug 22, 2025 (14 days) · RIA to RIA
- F•••••• F•••••••• A•••••••• L•• to F••••• I•••••••••left Dec 14, 2020, registered Mar 16, 2022 (457 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••••• W•••••• left F••••• I••••••••• for S•••••• F•••••••• G••••• L••••• (registered 2025-08-22)Aug 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address