RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Dec 5, 2025 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 17, 2025 · St. Petersburg, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 21, 2021 to Jun 20, 2023 · Southlake, Tx
- T• A••••••••• I••• formerJun 21, 2021 to Oct 14, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 20, 2023, registered Sep 17, 2025 (820 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jun 21, 2021 (-480 days) · corporate re-registration, not a move
- D•••• D•••• left T• A••••••••• I••••••••• M••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-09-17)Jun 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address