RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• S••••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 16, 2026 · Colorado Springs, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 9, 2023 to Aug 14, 2026 · Baltimore, Md
- E•••••••• A•••••••• L•• national BDJan 22, 2021 to Jun 2, 2022 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Aug 14, 2026, registered Sep 16, 2026 (33 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 2, 2022, registered Nov 9, 2023 (525 days) · Affiliated broker-dealer or bank to wirehouse
- E••• S•••••• registered as an investment adviser representative at T• R••• P•••• A••••••• S•••••••• I•••Sep 16, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address