RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• S•••••• B•••••
- S••••••••• A••••••• A••••••• L•• independent RIA currentsince Apr 16, 2021 · Fancy Gap, Va
- P•••••••• R•••••••• A•••••• G••••• I••• independent RIAJan 3, 2008 to Apr 27, 2021 · Lewisville, Nc
- F•••••••• W••• G•••• formerJan 13, 2006 to Dec 31, 2007 · Newmarket, Nh
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIAAug 27, 2002 to Jan 13, 2006 · Lewisville, Nc
- P•••••••• R•••••••• A•••••• G••••• I••• to S••••••••• A••••••• A••••••• L••left Apr 27, 2021, registered Apr 16, 2021 (-11 days) · RIA to a newly registered adviser
- F•••••••• W••• G•••• to P•••••••• R•••••••• A•••••• G••••• I•••left Dec 31, 2007, registered Jan 3, 2008 (3 days) · Other
- F•••• A••••••••• F•••••••• N•••••• L•• to F•••••••• W••• G••••left Jan 13, 2006, registered Jan 13, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address