RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• F•••••• M•••••••
- G••••••• W••••• S•••••••• L•• independent RIA currentsince Feb 6, 2024 · Rockville, Md
- P•••••••• independent RIAOct 26, 2022 to Jan 18, 2024 · Englewood, Nj
- C••••••• W••••• M••••••••• I••• formerMay 4, 2022 to May 24, 2022 · Alexandria, Va
- P•••••••• to G••••••• W••••• S•••••••• L••left Jan 18, 2024, registered Feb 6, 2024 (19 days) · RIA to RIA
- C••••••• W••••• M••••••••• I••• to P••••••••left May 24, 2022, registered Oct 26, 2022 (155 days) · RIA to RIA
- P•••••• F•••••• M••••••• left Pathstone for G••••••• W••••• S•••••••• L•• (registered 2024-02-06)Jan 18, 2024 · Advisor changed firm · fact
- P•••••• F•••••• M••••••• left C••••••• W••••• M••••••••• I••• for Pathstone (registered 2022-10-26)May 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address