DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Pathstone

Independent wealth managerEnglewood, New JerseyCRD 151736SEC 801-70776website IAPD

Legal name Pathstone Family Office, LLC

Latest filing Mar 31, 2026

First filing on the tape Mar 28, 2012 · 49 filings

SEC status approved since Dec 4, 2009

RAUM

$110B

reported, Item 5.F

Discretionary

59%

of RAUM

Private clients

83%

$91B individuals and HNW

Advisors

201

registered through the firm on IAPD

RAUM per advisor

$549M

derived; firm RAUM over IAPD count

Employees

704

365 advisory (5.B.1)

Offices

beyond the principal office

Private funds

161

reported on Schedule D

History

49 filings and snapshots on the tape

RAUM$110B as of Mar 31, 2026

Mar 28, 2012$1.0B then

HNW client RAUM$91B as of Mar 31, 2026

Mar 29, 2018$7.2B then

State-registered IARs (5.B.3)164 as of Mar 31, 2026

Mar 28, 20120 then

Employees (5.A)704 as of Mar 31, 2026

Mar 22, 201333 then

Private funds161 as of Mar 31, 2026

Mar 29, 20161 then

RAUM +9.8% over the last fiscal year+64% a year over threeIARs 150 to 164offices 20 to 18

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

Archetypes, each a printed rule

Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $549MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 10derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $49.6MderivedHNW RAUM over HNW clients
Average account: $4.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 59%derivedof RAUM
Institutional: 6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.5derivedItem 5.A over advisors
Advisors per office: 10.6derived19 offices incl. principal (1.F.5)
RAUM growth, one year: +9.8%derivedbetween the last two annual amendments
Advisor growth, one year: +9.3%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.3%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients: 1,500reportedItem 5.H
Custody: $54B, 1,986 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$91B83%
Pooled investment vehicles$11B9.7%
Charitable organizations$6.3B5.7%
Corporations and businesses$1.9B1.7%
Pension and profit-sharing plans$307M0.3%
Individuals$74.4M0.1%

Individual clients: 145reported
HNW clients: 1,834reported
Pension plan clients: 5reported
Charitable clients: 72reported
Accounts: 27,165reported
Financial planning clients: 1,500reported
Wrap fee programs: noreported
Custody of client assets: $54B for 1,986 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.83 fund_share=0.1 institutional_share=0.06 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

201 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Matthew Jacob Fleissig	Englewood, Nj	Jun 2, 2010	22 y	3
Joseph Louis BalducciCertified Financial Planner	Englewood, Nj	Jun 24, 2010	25 y	0
Janet Mertz BrantleyPersonal Financial Specialist	Englewood, Nj	Aug 11, 2010	19 y	1
Allan Jay Zachariah	Atlanta, Ga	Sep 28, 2010	21 y	1
Charissa Ann TaubCertified Financial Planner	Englewood, Nj	Mar 23, 2015	17 y	0
Kelly Jean MaregniCertified Financial Planner	Englewood, Nj	Jan 20, 2016	14 y	1
Mark Nestrud PetersChartered Financial Analyst	Englewood, Nj	Jan 20, 2016	22 y	1
Steven Barry Braverman	Scottsdale, Az	Feb 10, 2016	21 y	1
Elizabeth Alene SheaChartered Financial Analyst	Englewood, Nj	Feb 29, 2016	32 y	0
Allison Winn Kaplan	Potomac, Md	Nov 2, 2016	19 y	2
John Gabriel DeckerCertified Financial Planner	Potomac, Md	Nov 2, 2016	22 y	3
Paul Daniel Gloth	Naples, Fl	Nov 2, 2016	19 y	1
David Charles KahnCertified Financial Planner	Englewood, Nj	Nov 2, 2016	28 y	3
Michael Alexander SludCertified Financial Planner, Chartered Financial Analyst	Englewood, Nj	Nov 2, 2016	31 y	3
Nathan William Guy	Potomac, Md	Nov 2, 2016	11 y	1
John Thomas ElmesChartered Financial Analyst	Englewood, Nj	Nov 2, 2016	33 y	3
Michael Nicholas CafarchiaCertified Financial Planner	Englewood, Nj	Nov 2, 2016	15 y	2
William M BagnardChartered Financial Analyst	Los Angeles, Ca	Nov 3, 2016	12 y	2
Kelwin Conroy NewmanCertified Financial Planner	Englewood, Nj	Jul 18, 2017	27 y	0
Jeffrey Pine ScheerChartered Financial Analyst	Englewood, Nj	Jun 13, 2018	10 y	0
Lauren Ashley FinnCertified Financial Planner	Englewood, Nj	Jun 13, 2018	10 y	0
Katheryn Elmer GerowskiCertified Financial Planner	Englewood, Nj	Nov 9, 2018	14 y	0
Sharon Helene Gupta	Englewood, Nj	Nov 7, 2019	25 y	3
Eric Montgomery Price	Austin, Tx	Oct 7, 2020	27 y	2
Rachel Dawn AllemanCertified Financial Planner	Englewood, Nj	Oct 9, 2020	25 y	1
Kenneth Michael HartChartered Financial Analyst	Bellevue, Wa	Oct 15, 2020	32 y	1
Haley Reutimann EstensonCertified Financial Planner	Bellevue, Wa	Oct 15, 2020	10 y	2
Bryan George DigelCertified Financial Planner	Englewood, Nj	Oct 15, 2020	33 y	3
Rachele Solomae BouchandCertified Financial Planner, Chartered Financial Consultant	Bellevue, Wa	Oct 15, 2020	28 y	5
Christopher Stephen GlasgowCertified Financial Planner	Bellevue, Wa	Oct 15, 2020	28 y	2
Blaire Bergstrom BustoCertified Financial Planner	Englewood, Nj	Oct 15, 2020	11 y	1
Susan Leonard Wittliff	Englewood, Nj	Oct 20, 2020	13 y	1
Daniel Kwon	Englewood, Nj	Oct 20, 2020	28 y	1
Andrea Michelle LeechCertified Financial Planner	Englewood, Nj	Oct 20, 2020	20 y	1
Bryce Adam Mcdonald	Englewood, Nj	Oct 20, 2020	11 y	1
Anna Christine JohnsonCertified Financial Planner	Bellevue, Wa	Oct 20, 2020	12 y	2
Kyle Thomas KingshottCertified Financial Planner	Englewood, Nj	Oct 20, 2020	16 y	1
Viren KamdarCertified Financial Planner	Bellevue, Wa	Oct 22, 2020	19 y	2
Phillip Henry MillerCertified Financial Planner	Bellevue, Wa	Oct 22, 2020	21 y	2
Carly Blanche BradshawCertified Financial Planner	Bellevue, Wa	Oct 22, 2020	10 y	1

All 201 advisors at Pathstone

Advisor movement

6 left, 35 joined in 12 months

net +29 in 12 months3 left in 90 days5 joined in 90 daysdeparture rate 3.0% of current headcount15 left over 36 months

Left, latest

Grace Erica Moleski to Focus Partners Wealth, LLC
Jul 2, 2026 · RIA to RIA
Katherine Patricia Baker to Shp Wealth Management, LLC
Jul 1, 2026 · RIA to RIA
Connor O'Brien to Ballentine Partners
Jul 1, 2026 · RIA to RIA
Daniel William Barton to Sachem Hill LLC
Apr 14, 2026 · RIA to RIA
Pascal Ambrose Lyon Brassey to Blackrock Investment Management, LLC
Oct 1, 2025 · Other
John Samuel Harris to Zimmerman Wealth Management, LLC
Oct 1, 2025 · RIA to RIA
Nicholas Comella to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 18, 2025 · RIA to wirehouse
Daniel Reuben to Parcion Private Wealth LLC
Mar 31, 2025 · RIA to RIA
Cassidy Steck to Peak Asset Management, LLC
Feb 20, 2025 · RIA to RIA
Daniel Andres Rothery to Edelman Financial Engines
Feb 20, 2025 · RIA to RIA
Lynnae Elizabeth Brown to Redeem Wealth Management
Jul 2, 2024 · RIA to RIA
Robert Andrew Burrow to Ponta Wealth Partners, LLC
Jun 18, 2024 · RIA to a newly registered adviser
John Coleman Dewitt to Lakeshore Advisors
Jan 22, 2024 · RIA to a state-registered adviser
Patrick Francis Mcnamara to Glassman Wealth Services, LLC
Jan 18, 2024 · RIA to RIA
Mariah Marie Maines to Financial Navigators Inc.
Oct 10, 2023 · RIA to RIA

Joined, latest

Ann Michelle Finnerty from Mill Creek Capital Advisors, LLC
Sep 10, 2026 · RIA to RIA
Eric Michael Sassano from Compound Advisers, Inc.
Sep 2, 2026 · RIA to RIA
Peter Palmer Bishop from Morgan Stanley
Aug 21, 2026 · Wirehouse to independent RIA
Walter Corlett Harris from Mill Creek Capital Advisors, LLC
Jun 23, 2026 · RIA to RIA
Joshua Stirling Gross from Mill Creek Capital Advisors, LLC
Jun 22, 2026 · RIA to RIA
Jennifer Davis Pham from Mill Creek Capital Advisors, LLC
Jun 8, 2026 · RIA to RIA
Richard Walter Stevens from Mill Creek Capital Advisors, LLC
Jun 8, 2026 · RIA to RIA
Tyson Keith Thrush from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Adam Heller from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Brian Andrew Maxwell from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Patrick Joseph Burke from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Jill Tilzer Jokelson from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Katie Jean Poole from Mill Creek Capital Advisors, LLC
Jun 5, 2026 · RIA to RIA
Michael Thomas Locasale from Mill Creek Capital Advisors, LLC
Jun 4, 2026 · RIA to RIA
Zachary Evan Fischer from Mill Creek Capital Advisors, LLC
Jun 4, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

23 joined from Mill Creek Capital Advisors, LLC
Jun 1, 2026 · Conshohocken, Pa · Firm absorbed
2 joined from Cynosure Portfolio Advisors LLC
Apr 30, 2026 · New York, Ny
4 joined from Morgan Stanley
Feb 16, 2026 · Boston, Ma
4 joined from Crestone Asset Management LLC
May 8, 2024 · Boulder, Co · Firm absorbed
20 joined from Crestone Asset Management LLC
Apr 12, 2024 · Boulder, Co · Firm absorbed
24 joined from Veritable LP
Sep 18, 2023 · Edgemont, Pa · Firm absorbed
2 joined from Brainard Capital Management LLC
Jun 5, 2023 · Austin, Tx
2 joined from Rex Capital Advisors, LLC
Mar 8, 2023 · Providence, Ri

Teams out Teams in

Private funds

135 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
The Vittoria Fund, L.P.	Hedge Fund	$2.5B	448	Mar 30, 2012
Pleiades Investment Partners, L.P.	Hedge Fund	$519M	291	Mar 30, 2012
Vlp043 - Vittoria Fund - Oc, LP	Hedge Fund	$368M	2	Oct 28, 2015
Vlp035 - Vittoria Fund - E - LP	Hedge Fund	$366M	2	Apr 1, 2013
Vlp057	Hedge Fund	$301M	2	Mar 30, 2023
Crestone Alternative Strategies LP	Hedge Fund	$247M	219	Mar 30, 2012
Vlp050 - Vittoria Fund - Ni, LP	Hedge Fund	$212M	2	Mar 30, 2018
Brush Street Strategic Credit Fund, LLCno longer reported	Hedge Fund	$212M	91	Mar 31, 2014
The Vittoria Offshore Fund, Ltd	Hedge Fund	$165M	21	Mar 30, 2012
Vlp058	Hedge Fund	$146M	2	Mar 29, 2024
Pathstone Ai Coinvest 2025, LP		$142M	313	Mar 31, 2026
Vlp031	Hedge Fund	$141M	1	Mar 30, 2012
Vlp054	Hedge Fund	$135M	2	Mar 31, 2021
Vlp014 - Vemf - A, LP	Hedge Fund	$131M	2	Mar 30, 2012
Saltbox Cra Fund, L.P.	Other Private Fund	$130M	60	Mar 28, 2019
Kenosha Credit Opportunities Fund LP	Other Private Fund	$127M	163	Mar 22, 2018
Vlp051	Hedge Fund	$120M	2	Mar 30, 2020
Vlp055no longer reported	Hedge Fund	$119M	2	Mar 31, 2021
Vlp059		$116M	2	Mar 31, 2026
Maroon Peaks Private Equity Fund Xii LP	Private Equity Fund	$109M	173	Mar 18, 2022
Vlp060		$102M	1	Mar 31, 2026
Vlp042	Hedge Fund	$101M	2	Oct 28, 2015
Pathstone Pma Income Series, LLC- Series 2021	Other Private Fund	$97.4M	103	Mar 31, 2022
Vlp045	Hedge Fund	$94.3M	2	Mar 30, 2016
Saltbox Partners Fund, L.P.no longer reported	Other Private Fund	$94.3M	65	Mar 21, 2012
Maroon Peaks Private Equity Fund X LP	Private Equity Fund	$93.9M	144	Mar 16, 2021
Maroon Peaks Private Equity Fund Xi LP	Private Equity Fund	$85.3M	170	Mar 18, 2022
Vlp053 - Vittoria Fund - Pb, LP	Hedge Fund	$85.0M	2	Mar 30, 2020
Vlp039	Hedge Fund	$81.5M	3	Mar 31, 2014
Maroon Peaks Private Equity Fund Viii LP	Private Equity Fund	$77.1M	119	Mar 22, 2018
Maroon Peaks Private Equity Fund Ix LP	Private Equity Fund	$76.0M	133	Mar 27, 2019
Maroon Peaks Private Equity Fund Vii LP	Private Equity Fund	$74.6M	113	Mar 31, 2016
Montezuma Fund IV LP	Venture Capital Fund	$70.9M	127	Mar 27, 2019
Montezuma Fund Vi, LP	Venture Capital Fund	$67.8M	168	Mar 18, 2022
Pathstone Private Innovations 2025, LP		$67.2M	79	Mar 31, 2026
Montezuma Fund V LP	Venture Capital Fund	$67.1M	145	Mar 30, 2020
Maroon Peaks Private Equity Fund Xiii LP	Private Equity Fund	$64.1M	48	Mar 27, 2024
Montezuma Fund Vii, LP	Venture Capital Fund	$59.5M	162	Mar 18, 2022
Montezuma Fund III LP	Venture Capital Fund	$58.7M	115	Mar 22, 2018
Summit Global All Cap Equity Fund LP	Liquidity Fund	$58.5M	144	Mar 31, 2016

All funds of Pathstone

Owners and control persons

Schedule A and B, latest filing

Margaret Bliss Bernal · Chief Compliance Officercontrol
since 01/2025 · owns less than 5%
Jacob Matthew Fleissig · Chief Executive Officercontrol
since 07/2022 · owns less than 5%
Ross Michelle Johnston · Chief Financial Officercontrol
since 01/2024 · owns less than 5%
Paxson Charles Keates · General Counselcontrol
since 01/2025 · owns less than 5%
Jean Kelly Maregni · Presidentcontrol
since 07/2022 · owns less than 5%
Barry Steven Braverman · Co-Chairman
since 07/2022 · owns less than 5%
Jay Allan Zachariah · Co- Chairman
since 07/2022 · owns less than 5%

Entity owners

Pathstone Intermediate Holdings, · Managing
direct · owns 75% or more
Pathstone Intermediate Holdings, LLC · Managing Member
direct · owns 75% or more
Kelso Gp Xi, LLC · General Partner
indirect · owns F of Kia Xi (Tailwind) Gp, L.P.
Kia Xi (Tailwind) Gp, L.P. · General Partner
indirect · owns F of Kia Xi (Tailwind) Investor, L.P.
Kia Xi (Tailwind) Investor, L.P. · Limited Partner
indirect · owns 25% to 50% of Pathstone Holdings, LLC
Pathstone Holdings, LLC · Member
indirect · owns 75% or more of Pathstone Intermediate Holdings, LLC

Related persons

Schedule D 7.A

Advisor Partners II, LLC
investment advisern
Cambrian Anchor Capital Partners I Gp, L.L.C.
pooled vehicle sponsorn
Cambrian Capital Management, L.L.C.
investment adviserbankn
Crestone Alternative Partners LLC
pooled vehicle sponsorn
Flatirons Gp LLC
pooled vehicle sponsorn
Pfo/Ca Fund Gp LLC
pooled vehicle sponsory
Saltbox II, LLC
investment adviserpooled vehicle sponsorn
Veritable Partnership Holdings, Inc
bankpooled vehicle sponsorn

Advisers that list Pathstone as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Englewood, Nj · principal	201	61	3
Bellevue, Wa	27	1	0
Newtown Square, Pa	26	0	0
Conshohocken, Pa	23	23	0
Boulder, Co	20	1	1
Boston, Ma	17	9	2
Alexandria, Va	10	4	0
Denver, Co	10	5	0
Potomac, Md	10	0	0
Los Angeles, Ca	7	0	0
New York, Ny	7	7	0
Winter Park, Fl	7	0	0
Austin, Tx	5	0	0
Providence, Ri	5	3	0
Atlanta, Ga	5	1	0
San Francisco, Ca	5	5	0
Scottsdale, Az	3	0	0
Seattle, Wa	2	0	0
Naples, Fl	2	1	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 4 since 2015, 1 in 24 monthsderived
Advisors acquired: 71derived
Still registered after 90 days: 97% of 71derived
After 180 days: 98% of 48derived
After 365 days: 98% of 48derived
After 730 days: 96% of 48derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Newton Square, PA83 employees
Bellevue, WA40 employees
Boston, MA33 employees
Alexandria, VA28 employees
Boulder, CO24 employees
Potomac, MD19 employees
Providence, RI10 employees
Winter Park, FL8 employees
Los Angeles, CA7 employees
Austin, TX5 employees
Seattle, WA4 employees
Golden, CO3 employees
Austin, TX3 employees
Denver, CO2 employees
Scottsdale, AZ2 employees
New York, NY2 employees
, 1 employees
Atlanta, GA

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 31, 2026
BERNAL, BLISS, MARGARET (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-12-23 and 2026-03-31
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 26,320 to 27,165
Apr 8, 2025 to Mar 31, 2026
Advisory employees · 342 to 365
Apr 8, 2025 to Mar 31, 2026
Advisory activities · 8 to 7
Apr 8, 2025 to Mar 31, 2026
Charity clients · 77 to 72
Apr 8, 2025 to Mar 31, 2026
Corporate clients · 20 to 23
Apr 8, 2025 to Mar 31, 2026
HNW clients · 1,793 to 1,834
Apr 8, 2025 to Mar 31, 2026
Individual clients · 180 to 145
Apr 8, 2025 to Mar 31, 2026
Pooled vehicle clients · 142 to 165
Apr 8, 2025 to Mar 31, 2026
Assets in custody · $43B to $54B
Apr 8, 2025 to Mar 31, 2026
Employees · 663 to 704
Apr 8, 2025 to Mar 31, 2026
State-registered IARs · 150 to 164
Apr 8, 2025 to Mar 31, 2026
Other offices · 20 to 18
Apr 8, 2025 to Mar 31, 2026
Private funds · 165 to 161
Apr 8, 2025 to Mar 31, 2026
Discretionary RAUM · $63B to $66B
Apr 8, 2025 to Mar 31, 2026
HNW RAUM · $80B to $91B
Apr 8, 2025 to Mar 31, 2026
Individual RAUM · $96.1M to $74.4M
Apr 8, 2025 to Mar 31, 2026
Non-discretionary RAUM · $38B to $45B
Apr 8, 2025 to Mar 31, 2026
Pension RAUM · $973M to $307M
Apr 8, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $11B to $11B
Apr 8, 2025 to Mar 31, 2026
RAUM · $100B to $110B
Apr 8, 2025 to Mar 31, 2026
Charity clients · 60 to 77
Dec 23, 2024 to Apr 8, 2025
Accounts · 25,825 to 26,320
Dec 23, 2024 to Apr 8, 2025
Advisory employees · 287 to 342
Dec 23, 2024 to Apr 8, 2025
Corporate clients · 30 to 20
Dec 23, 2024 to Apr 8, 2025
HNW clients · 1,557 to 1,793
Dec 23, 2024 to Apr 8, 2025
Individual clients · 248 to 180
Dec 23, 2024 to Apr 8, 2025
Pension plan clients · 3 to 5
Dec 23, 2024 to Apr 8, 2025
Pooled vehicle clients · 32 to 142
Dec 23, 2024 to Apr 8, 2025
Assets in custody · $20B to $43B
Dec 23, 2024 to Apr 8, 2025
Employees · 408 to 663
Dec 23, 2024 to Apr 8, 2025
Financial planning clients · 251-500 to More than 500
Dec 23, 2024 to Apr 8, 2025
State-registered IARs · 116 to 150
Dec 23, 2024 to Apr 8, 2025
Other offices · 18 to 20
Dec 23, 2024 to Apr 8, 2025
Private funds · 119 to 165
Dec 23, 2024 to Apr 8, 2025
Discretionary RAUM · $39B to $63B
Dec 23, 2024 to Apr 8, 2025
HNW RAUM · $40B to $80B
Dec 23, 2024 to Apr 8, 2025
Individual RAUM · $138M to $96.1M
Dec 23, 2024 to Apr 8, 2025
Non-discretionary RAUM · $9.6B to $38B
Dec 23, 2024 to Apr 8, 2025
Pension RAUM · $37.2M to $973M
Dec 23, 2024 to Apr 8, 2025
Pooled vehicle RAUM · $3.1B to $11B
Dec 23, 2024 to Apr 8, 2025

Signals

44 dated events

Brett Ian Rubinson added a FL registration at Pathstone
Sep 16, 2026 · New state registration · fact
Grace Erica Moleski left Pathstone for Focus Partners Wealth, Llc (registered 2026-06-24)
Jul 2, 2026 · Advisor changed firm · fact
Connor O'Brien left Pathstone for Ballentine Partners (registered 2026-07-09)
Jul 1, 2026 · Advisor changed firm · fact
Katherine Patricia Baker left Pathstone for Shp Wealth Management, Llc (registered 2026-05-28)
Jul 1, 2026 · Advisor changed firm · fact
Mill Creek Capital Advisors, LLC's advisors moved to Pathstone (Conshohocken, PA): 23 of 24 registered, on the same day
Jun 1, 2026 · Firm absorbed (people side) · derived
2 advisors left Cynosure Portfolio Advisors LLC (New York, NY) for Pathstone on the same day
Apr 30, 2026 · Team lift-out · derived
Daniel William Barton left Pathstone for Sachem Hill Llc (registered 2026-03-04)
Apr 14, 2026 · Advisor changed firm · fact
4 advisors left Morgan Stanley (Boston, MA) for Pathstone within 3 days
Feb 16, 2026 · Team lift-out · derived
John Samuel Harris left Pathstone for Zimmerman Wealth Management, Llc (registered 2026-05-27)
Oct 1, 2025 · Advisor changed firm · fact
Pascal Ambrose Lyon Brassey left Pathstone for Blackrock Investment Management, Llc (registered 2025-08-21)
Oct 1, 2025 · Advisor changed firm · fact
Nicholas Comella left Pathstone for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-01-05)
Jun 18, 2025 · Advisor changed firm · fact
Pathstone reported 150 state-registered advisory representatives, up from 116 (2024-12-23 to 2025-04-08)
Apr 8, 2025 · Advisor headcount change · derived
Pathstone reported RAUM $100.4B, up 108% from $48.3B (2024-12-23 to 2025-04-08)
Apr 8, 2025 · RAUM change · derived
Daniel Reuben left Pathstone for Parcion Private Wealth Llc (registered 2025-05-13)
Mar 31, 2025 · Advisor changed firm · fact
Daniel Andres Rothery left Pathstone for Edelman Financial Engines (registered 2026-01-14)
Feb 20, 2025 · Advisor changed firm · fact
Cassidy Steck left Pathstone for Peak Asset Management, Llc (registered 2025-08-20)
Feb 20, 2025 · Advisor changed firm · fact
Evelyn Lisandra Wilmott (Chief Compliance Officer/ General Counsel) no longer on Schedule A of Pathstone (listed 2024-04-17, absent 2024-12-23)
Dec 23, 2024 · Control person left · inference
Paxson Charles Keates (Interim Chief Compliance Officer/General Counsel) appeared on Schedule A of Pathstone
Dec 23, 2024 · Control person joined · fact
Lynnae Elizabeth Brown left Pathstone for Redeem Wealth Management (registered 2025-04-18)
Jul 2, 2024 · Advisor changed firm · fact
Robert Andrew Burrow left Pathstone for Ponta Wealth Partners, Llc (registered 2024-06-27)
Jun 18, 2024 · Advisor changed firm · fact
Crestone Asset Management LLC's advisors moved to Pathstone (Boulder, CO): 4 of 4 registered, within 6 days
May 8, 2024 · Firm absorbed (people side) · derived
Crestone Asset Management LLC's advisors moved to Pathstone (Boulder, CO): 20 of 25 registered, within 3 days
Apr 12, 2024 · Firm absorbed (people side) · derived
Pathstone reported 116 state-registered advisory representatives, up from 85 (2024-02-02 to 2024-03-29)
Mar 29, 2024 · Advisor headcount change · derived
Pathstone reported RAUM $48.3B, up 94% from $24.8B (2024-02-02 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
Allen David Scarpello (Chief Financial Officer) no longer on Schedule A of Pathstone (listed 2024-02-02, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Ross Michelle Johnston (Chief Financial Officer) appeared on Schedule A of Pathstone
Mar 29, 2024 · Control person joined · fact
John Coleman Dewitt left Pathstone for Lakeshore Advisors (registered 2024-02-06)
Jan 22, 2024 · Advisor changed firm · fact
Patrick Francis Mcnamara left Pathstone for Glassman Wealth Services, Llc (registered 2024-02-06)
Jan 18, 2024 · Advisor changed firm · fact
Mariah Marie Maines left Pathstone for Financial Navigators Inc. (registered 2023-12-06)
Oct 10, 2023 · Advisor changed firm · fact
Veritable LP's advisors moved to Pathstone (Edgemont, PA): 24 of 24 registered, on the same day
Sep 18, 2023 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

Pathstone · Family Offices
shared crd · office
Pathstone · Independent Sponsors
shared crd · capital_provider
Pathstone Federal Street · Private Equity
shared crd · organization
Pathstone · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 970-846-6570reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 970-879-1963reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/price-wealthreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/veritable-lpreportedpublic record, Form ADV, Sep 17, 2026
Website: pathstoneimsc.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 201-944-7284reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $549Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Pathstone is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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