RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• N••••• B•••
- M••• W••••• state registered currentsince Sep 3, 2026 · Redondo Beach, Ca
- V••••••• A•••••••• I••• BD affiliatedJan 12, 2021 to Dec 3, 2021 · Scottsdale, Az
- V••••••• A•••••••• I••• to M••• W•••••left Dec 3, 2021, registered Sep 3, 2026 (1735 days) · Affiliated broker-dealer or bank to a state-registered adviser
- B••••• N••••• B••• added a FL registration at M••• W•••••Sep 17, 2026 · New state registration · fact
- B••••• N••••• B••• added a TX registration at M••• W•••••Sep 3, 2026 · New state registration · fact
- B••••• N••••• B••• added a NY registration at M••• W•••••Sep 3, 2026 · New state registration · fact
- B••••• N••••• B••• added a CA registration at M••• W•••••Sep 3, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address