RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• F• M•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 22, 2026 · Urbandale, Ia
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 27, 2024 to Dec 18, 2025 · West Des Moines, Ia
- P•••••••• A•••••• S••••••• BD affiliatedMay 23, 2024 to Jul 15, 2024 · Des Moines, Ia
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Dec 18, 2025, registered Jul 22, 2026 (216 days) · Wirehouse to affiliated broker-dealer or bank
- P•••••••• A•••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 15, 2024, registered Aug 27, 2024 (43 days) · Affiliated broker-dealer or bank to wirehouse
- E••••••• F• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-07-22)Dec 18, 2025 · Advisor changed firm · fact
- E••••••• F• M••••• left P•••••••• A•••••• S••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-27)Jul 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address