DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• A••••• W•••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 731038

Feed of 09/14/2026

At current firm

1 y

since Aug 18, 2025

In the industry

44 y

since Mar 3, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since Aug 18, 2025 · St. Louis, Mo
L•• F•••••••• L•• BD affiliated
Sep 14, 2015 to Aug 21, 2025 · Saint P••••Sburg, Fl
R•• C•••••• M••••••• L•• national BD
Jun 15, 2007 to Sep 25, 2015 · St. P••••Sburg, Fl
A• G• E•••••• • S•••• I••• unclassified
Jan 1, 1999 to Jun 18, 2007 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to B••••••• F• E•••••• • C••••••• I•••••••••
left Aug 21, 2025, registered Aug 18, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
R•• C•••••• M••••••• L•• to L•• F•••••••• L••
left Sep 25, 2015, registered Sep 14, 2015 (-11 days) · Other
A• G• E•••••• • S•••• I••• to R•• C•••••• M••••••• L••
left Jun 18, 2007, registered Jun 15, 2007 (-3 days) · Other

Signals

P•••• A••••• W••• left L•• F•••••••• L•• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2025-08-18)
Aug 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address