RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• A•• G••••••
- V•••••• A•••••••• L•• independent RIA currentsince Oct 18, 2024 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMar 24, 2023 to Dec 3, 2024 · Oak Brook, Il
- L••••••• C•••••• I••• formerDec 19, 1997 to Apr 22, 2024 · Oak Brook, Il
- L•• F•••••••• L•• to V•••••• A•••••••• L••left Dec 3, 2024, registered Oct 18, 2024 (-46 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L••••••• C•••••• I••• to L•• F•••••••• L••left Apr 22, 2024, registered Mar 24, 2023 (-395 days) · RIA to affiliated broker-dealer or bank · moved with a team
- K••••••• A•• G•••••• left L•• F•••••••• L•• for V•••••• A•••••••• L•• (registered 2024-10-18)Dec 3, 2024 · Advisor changed firm · fact
- K••••••• A•• G•••••• left L••••••• C•••••• I••• for L•• F•••••••• L•• (registered 2023-03-24)Apr 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address