RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Aug 26, 2026 · Florham P•••, Nj
- S•••• Q•••• A•••••••• L•• independent RIAJan 15, 2025 to Aug 24, 2026 · Morristown, Nj
- P••• A••••• S••••••••• L•• BD affiliatedSep 23, 2024 to Jan 6, 2025 · Florham P•••, Nj
- S•••• Q•••• A•••••••• L•• to P••• A••••• S••••••••• L••left Aug 24, 2026, registered Aug 26, 2026 (2 days) · RIA to affiliated broker-dealer or bank
- P••• A••••• S••••••••• L•• to S•••• Q•••• A•••••••• L••left Jan 6, 2025, registered Jan 15, 2025 (9 days) · Affiliated broker-dealer or bank to independent RIA
- R••• C•••• left S•••• Q•••• A•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2026-08-26)Aug 24, 2026 · Advisor changed firm · fact
- R••• C•••• left P••• A••••• S••••••••• L•• for S•••• Q•••• A•••••••• L•• (registered 2025-01-15)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address