DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Shober Stroud
Feed of 09/16/2026
Also filed as Samuel S Stroud
At current firm
0 y
since Sep 15, 2026
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Sep 15, 2026 · Morristown, Nj
- Sei Investments Management Corp mixed wealthJun 15, 2021 to Sep 8, 2026 · Oaks, Pa
- Florida Financial Advisors, LLC BD affiliatedDec 7, 2020 to May 18, 2021 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Sei Investments Management Corp to Cambridge Investment Research Advisors, Inc.left Sep 8, 2026, registered Sep 15, 2026 (7 days) · RIA to affiliated broker-dealer or bank
- Florida Financial Advisors, LLC to Sei Investments Management Corpleft May 18, 2021, registered Jun 15, 2021 (28 days) · Other
Signals
- Samuel Shober Stroud registered as an investment adviser representative at Cambridge Investment Research Advisors, Inc.Sep 15, 2026 · Advisor registered · fact
- Samuel Shober Stroud left Sei Investments Management Corp for Cambridge Investment Research Advisors, Inc. (registered 2026-09-15)Sep 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address