RIA Intelligence

• G••••• R••••••••• P••••••• L•• institutional current
  since Apr 29, 2019 · San Rafael, Ca
• K••••• A••••••• S•••••••• L•• BD affiliated
  May 5, 2016 to Mar 6, 2019 · Columbia, Md
• N•• A•••••• S•••••••• L•• former
  Jul 19, 2006 to Sep 22, 2016 · Austin, Tx
• H• B•••• I••• former
  Sep 1, 2005 to Jul 17, 2006 · Fairfax, Va
• V••• F•••••••• P•••••••• L•• former
  Dec 18, 2002 to Sep 1, 2005 · Fairfax, Va
• E•••••••• A•••••••• L•• national BD
  Apr 12, 2002 to Feb 18, 2003 · Falls Church, Va

• K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••
  left Mar 6, 2019, registered Apr 29, 2019 (54 days) · Other
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered May 5, 2016 (-140 days) · corporate re-registration, not a move
• H• B•••• I••• to N•• A•••••• S•••••••• L••
  left Jul 17, 2006, registered Jul 19, 2006 (2 days) · Other
• V••• F•••••••• P•••••••• L•• to H• B•••• I•••
  left Sep 1, 2005, registered Sep 1, 2005 (0 days) · Other
• E•••••••• A•••••••• L•• to V••• F•••••••• P•••••••• L••
  left Feb 18, 2003, registered Dec 18, 2002 (-62 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address