RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• R•• F•••••
- Q•••••• F•••••••• P••••••• S•••••••• I••• independent RIA currentsince Mar 22, 2024 · Spokane, Wa
- O•••• W•••••• I••• BD affiliatedMar 10, 2021 to Mar 13, 2024 · Spokane, Wa
- W•••••• • R••• formerFeb 11, 2021 to Mar 17, 2021 · Seattle, Wa
- O•••• W•••••• I••• to Q•••••• F•••••••• P••••••• S•••••••• I•••left Mar 13, 2024, registered Mar 22, 2024 (9 days) · Affiliated broker-dealer or bank to independent RIA
- W•••••• • R••• to O•••• W•••••• I•••left Mar 17, 2021, registered Mar 10, 2021 (-7 days) · Affiliated broker-dealer or bank to another
- N••••••• R•• F••••• left O•••• W•••••• I••• for Q•••••• F•••••••• P••••••• S•••••••• I••• (registered 2024-03-22)Mar 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address