DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• F•••••••• P••••••• S•••••••• I•••
Latest filing Dec 19, 2025
First filing on the tape Mar 1, 2017 · 30 filings
SEC status approved since Mar 15, 2017
RAUM
$727M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$716M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$48.5M
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$727M as of Dec 19, 2025
Dec 22, 2017$297M then
HNW client RAUM$499M as of Dec 19, 2025
Dec 22, 2017$177M then
State-registered IARs (5.B.3)13 as of Dec 19, 2025
Dec 22, 20176 then
Employees (5.A)19 as of Dec 19, 2025
Dec 22, 201712 then
Private funds: no history
RAUM +56% over the last fiscal year+17% a year over threeIARs 6 to 13offices 0 to 1
Practice profile
derived from the filing of Dec 19, 2025; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $48.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $240,397derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 7.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $39.0M, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$499M69%
- Individuals$217M30%
- Charitable organizations$9.3M1.3%
- Corporations and businesses$1.7M0.2%
- Individual clients
- 537reported
- HNW clients
- 253reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,025reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $39.0M for 46 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• E••• C•••••••••Certified Financial Planner | Spokane, Wa | Jan 10, 2000 | 31 y | 0 |
| J••••• D•••• C••••••Certified Financial Planner | Spokane, Wa | Jul 7, 2017 | 13 y | 0 |
| M•••• S•••••• C•••• | Spokane, Wa | Jul 17, 2017 | 24 y | 0 |
| R••• F•••••Chartered Financial Analyst | Spokane, Wa | Aug 12, 2019 | 12 y | 0 |
| M••• A••••• C•••• | Spokane, Wa | Sep 1, 2020 | 37 y | 2 |
| A••••• J••• S•••••••Certified Financial Planner | Spokane, Wa | Sep 17, 2021 | 14 y | 0 |
| K•••• M•••••• W•••• | Spokane, Wa | Jul 21, 2023 | 20 y | 0 |
| N••••••• R•• F•••••Certified Financial Planner | Spokane, Wa | Mar 22, 2024 | 12 y | 2 |
| B••••• A•••• E••••••• | Spokane, Wa | Jun 3, 2024 | 10 y | 0 |
| A••••• C••• Z•••••••• | Spokane, Wa | Mar 26, 2025 | 10 y | 0 |
| J••••• A•••• Q•••••• | Spokane, Wa | Jul 11, 2025 | 11 y | 0 |
| M•••••••• L••• L••••••Certified Financial Planner | Spokane, Wa | Aug 24, 2025 | 13 y | 0 |
| C•••• R••••• W•••••••Certified Financial Planner | Spokane, Wa | Sep 2, 2025 | 44 y | 3 |
| E••• F••••• G••••Certified Financial Planner | Spokane, Wa | Nov 23, 2025 | 25 y | 4 |
| T••••• J••• S••••••Certified Financial Planner | Spokane, Wa | Apr 23, 2026 | 11 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• A••••• C•••• to S•• A•••••••• I•••Jun 6, 2005 · Other
Joined, latest
- T••••• J••• S•••••• from A•••••• W••••• L•Apr 23, 2026 · RIA to RIA
- E••• F••••• G•••• from M•••••• A•••••• N••••••Nov 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••• R••••• W••••••• from C•••• F••••• F••••••••• L••Sep 2, 2025 · Other
- N••••••• R•• F••••• from O•••• W•••••• I•••Mar 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- M••• A••••• C•••• from S•• A•••••••• I•••Sep 1, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C••••••••• E••• · President, Ccocontrolsince 04/2018 · owns 50% to 75%
- C••••• M••••• S•••••• · Vice Presidentcontrolsince 07/2018 · owns 10% to 25%
- C••••••• J•••••• D•••• · Secretary, Treasurercontrolsince 07/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 15 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,475 to 3,025Sep 3, 2025 to Dec 19, 2025
- Advisory employees · 9 to 13Sep 3, 2025 to Dec 19, 2025
- HNW clients · 186 to 253Sep 3, 2025 to Dec 19, 2025
- Individual clients · 522 to 537Sep 3, 2025 to Dec 19, 2025
- Assets in custody · $34.9M to $39.0MSep 3, 2025 to Dec 19, 2025
- Employees · 16 to 19Sep 3, 2025 to Dec 19, 2025
- State-registered IARs · 9 to 13Sep 3, 2025 to Dec 19, 2025
- Other offices · 0 to 1Sep 3, 2025 to Dec 19, 2025
- Discretionary RAUM · $573M to $711MSep 3, 2025 to Dec 19, 2025
- HNW RAUM · $375M to $499MSep 3, 2025 to Dec 19, 2025
- Individual RAUM · $206M to $217MSep 3, 2025 to Dec 19, 2025
- Non-discretionary RAUM · $18.8M to $15.9MSep 3, 2025 to Dec 19, 2025
- RAUM · $592M to $727MSep 3, 2025 to Dec 19, 2025
- Financial planning clients · More than 500 to More than 500Jan 27, 2025 to Jul 2, 2025
- Accounts · 2,253 to 2,475Sep 23, 2024 to Dec 16, 2024
- Advisory employees · 6 to 9Sep 23, 2024 to Dec 16, 2024
- Advisory activities · 2 to 3Sep 23, 2024 to Dec 16, 2024
- HNW clients · 171 to 186Sep 23, 2024 to Dec 16, 2024
- Individual clients · 497 to 522Sep 23, 2024 to Dec 16, 2024
- Assets in custody · $36.2M to $34.9MSep 23, 2024 to Dec 16, 2024
- Employees · 13 to 16Sep 23, 2024 to Dec 16, 2024
- State-registered IARs · 6 to 9Sep 23, 2024 to Dec 16, 2024
- Discretionary RAUM · $452M to $573MSep 23, 2024 to Dec 16, 2024
- HNW RAUM · $280M to $375MSep 23, 2024 to Dec 16, 2024
- Individual RAUM · $177M to $206MSep 23, 2024 to Dec 16, 2024
- Non-discretionary RAUM · $14.0M to $18.8MSep 23, 2024 to Dec 16, 2024
- RAUM · $466M to $592MSep 23, 2024 to Dec 16, 2024
- Accounts · 2,148 to 2,253Dec 5, 2022 to Dec 21, 2023
- Charity clients · 2.0 to unsetDec 5, 2022 to Dec 21, 2023
- Corporate clients · 6.0 to unsetDec 5, 2022 to Dec 21, 2023
- HNW clients · 147 to 171Dec 5, 2022 to Dec 21, 2023
- Individual clients · 491 to 497Dec 5, 2022 to Dec 21, 2023
- Pooled vehicle clients · 0.0 to unsetDec 5, 2022 to Dec 21, 2023
- Assets in custody · $27.8M to $36.2MDec 5, 2022 to Dec 21, 2023
- Employees · 12 to 13Dec 5, 2022 to Dec 21, 2023
- Discretionary RAUM · $405M to $452MDec 5, 2022 to Dec 21, 2023
- HNW RAUM · $261M to $280MDec 5, 2022 to Dec 21, 2023
- Individual RAUM · $142M to $177MDec 5, 2022 to Dec 21, 2023
- Non-discretionary RAUM · $9.1M to $14.0MDec 5, 2022 to Dec 21, 2023
- RAUM · $414M to $466MDec 5, 2022 to Dec 21, 2023
Signals
2 dated events
- Q•••••• F•••••••• P••••••• S•••••••• I••• reported RAUM $591.6M, up 27% from $466.4M (2024-09-23 to 2024-12-16)Dec 16, 2024 · RAUM change · derived
- Q•••••• F•••••••• P••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Mar 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 509-328-1469reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 509-892-9368reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 509-328-6653reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/Q••••••-FINANCIALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- quantumplanning.com/podcastreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 509-328-6653reportedpublic record, Form ADV, Dec 19, 2025
- Contact form
- quantumplanning.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- quantumplanning.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026