RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••• H•••••
- M•••••• A••••••• S•••••••• I••• state registered currentsince Jul 21, 2010 · Bay Minette, Al
- J••• H••••• A••••••• S•••••••• I••• unclassifiedNov 29, 2004 to Jul 21, 2010 · Satsuma, Al
- O•••• F•• I••• formerSep 14, 1999 to Nov 19, 2004 · Alabaster, Al
- J••• H••••• A••••••• S•••••••• I••• to M•••••• A••••••• S•••••••• I•••left Jul 21, 2010, registered Jul 21, 2010 (0 days) · Other
- O•••• F•• I••• to J••• H••••• A••••••• S•••••••• I•••left Nov 19, 2004, registered Nov 29, 2004 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address