DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• J••••• B••••••

H••• C•••••• K•••••• A•••••••state registeredCastle Rock, Co IA-onlyIAPD 7324229

Feed of 09/15/2026

Also filed as Greg J B••••••

At current firm

0 y

since Feb 10, 2026

In the industry

13 y

since Mar 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••• C•••••• K•••••• A••••••• state registered current
since Feb 10, 2026 · Rescue, Ca
M•••••• T••••••••• L•• independent RIA
Jan 3, 2023 to Nov 10, 2025 · Rescue, Ca
M•• W••••• A•••••••• L•• independent RIA
Dec 13, 2022 to Nov 10, 2025 · Pittsburgh, Pa
K•••••• O• C••••••• A•••• A••••••• L•• institutional
Feb 23, 2021 to Dec 1, 2022 · Rescue, Ca

Moves

a registration end followed by a registration begin elsewhere

M•• W••••• A•••••••• L•• to M•••••• T••••••••• L••
left Nov 10, 2025, registered Jan 3, 2023 (-1042 days) · RIA to RIA
M•••••• T••••••••• L•• to H••• C•••••• K•••••• A•••••••
left Nov 10, 2025, registered Feb 10, 2026 (92 days) · RIA to a state-registered adviser
K•••••• O• C••••••• A•••• A••••••• L•• to M•• W••••• A•••••••• L••
left Dec 1, 2022, registered Dec 13, 2022 (12 days) · Other

Signals

G•••••• J••••• B•••••• left M•••••• T••••••••• L•• for H••• C•••••• K•••••• A••••••• (registered 2026-02-10)
Nov 10, 2025 · Advisor changed firm · fact
G•••••• J••••• B•••••• left M•• W••••• A•••••••• L•• for M•••••• T••••••••• L•• (registered 2023-01-03)
Nov 10, 2025 · Advisor changed firm · fact
G•••••• J••••• B•••••• left K•••••• O• C••••••• A•••• A••••••• L•• for M•• W••••• A•••••••• L•• (registered 2022-12-13)
Dec 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address