RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• R••• D•••••
- C•••••• A••••••• S•••••••• L•• independent RIA currentsince Jan 30, 2025 · Dallas, Tx
- H•• A••••••• S••••••• L•• independent RIAJan 3, 2023 to Dec 31, 2023 · Colleyville, Tx
- A•••••• A••••••• S••••••• formerMar 22, 2021 to Jan 10, 2023 · Hurst, Tx
- H•• A••••••• S••••••• L•• to C•••••• A••••••• S•••••••• L••left Dec 31, 2023, registered Jan 30, 2025 (396 days) · RIA to RIA
- A•••••• A••••••• S••••••• to H•• A••••••• S••••••• L••left Jan 10, 2023, registered Jan 3, 2023 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- A••• R••• D••••• left H•• A••••••• S••••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2025-01-30)Dec 31, 2023 · Advisor changed firm · fact
- A••• R••• D••••• left A•••••• A••••••• S••••••• for H•• A••••••• S••••••• L•• (registered 2023-01-03)Jan 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address