RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• H• B•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 21, 2025 · Fort Worth, Tx
- A••••••• W••••• A••••••• BD affiliatedJul 22, 2024 to Oct 3, 2025 · Fort Worth, Tx
- L•• F•••••••• L•• BD affiliatedAug 16, 2021 to Jul 24, 2024 · Ft. Worth, Tx
- A••••••• W••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 3, 2025, registered Oct 21, 2025 (18 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••• W••••• A•••••••left Jul 24, 2024, registered Jul 22, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••••••• H• B••••• left A••••••• W••••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-10-21)Oct 3, 2025 · Advisor changed firm · fact
- B••••••• H• B••••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-07-22)Jul 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address