RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• M•••••• Y••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 30, 2025 · Zionsville, In
- L•• F•••••••• L•• BD affiliatedJun 24, 2024 to Jul 11, 2025 · Brownsburg, In
- C•••••• C••••• G••••• I••• no RAUMJan 14, 2023 to May 23, 2024 · Carmel, In
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 11, 2025, registered Jun 30, 2025 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• C••••• G••••• I••• to L•• F•••••••• L••left May 23, 2024, registered Jun 24, 2024 (32 days) · Other
- B••••••• M•••••• Y•••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-06-30)Jul 11, 2025 · Advisor changed firm · fact
- B••••••• M•••••• Y•••• left C•••••• C••••• G••••• I••• for L•• F•••••••• L•• (registered 2024-06-24)May 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address