DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T••••• G••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthBowling Green - Park Plaza, Kydual registrantIAPD 7325300

Feed of 09/14/2026

At current firm

1 y

since Oct 11, 2024

In the industry

13 y

since Oct 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Oct 11, 2024 · Bowling Green - Park Plaza, Ky
U••• B•••••• I••••••••• I••• former
Apr 10, 2023 to Oct 15, 2024 · Bowling Green, Ky
M••••• S•••••• wirehouse
Jul 9, 2021 to May 4, 2023 · Bowling Green, Ky

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Oct 15, 2024, registered Oct 11, 2024 (-4 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to U••• B•••••• I••••••••• I•••
left May 4, 2023, registered Apr 10, 2023 (-24 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• T••••• G•••••• left U••• B•••••• I••••••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-10-11)
Oct 15, 2024 · Advisor changed firm · fact
J•••• T••••• G•••••• left M••••• S•••••• for U••• B•••••• I••••••••• I••• (registered 2023-04-10)
May 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address