RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• J• K•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Sep 22, 2025 · Hudson, Wi
- H•••••••• F•••••••• G•••• formerOct 27, 2023 to Oct 29, 2025 · Eau Claire, Wi
- O•••• W•••••• I••• BD affiliatedDec 19, 2022 to Oct 4, 2023 · Eau Claire, Wi
- H•••••••• F•••••••• G•••• to E•••••• F•••••••• E••••••left Oct 29, 2025, registered Sep 22, 2025 (-37 days) · RIA to RIA · moved with a team
- O•••• W•••••• I••• to H•••••••• F•••••••• G••••left Oct 4, 2023, registered Oct 27, 2023 (23 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• J• K••••• left H•••••••• F•••••••• G•••• for E•••••• F•••••••• E•••••• (registered 2025-09-22)Oct 29, 2025 · Advisor changed firm · fact
- C••••• J• K••••• left O•••• W•••••• I••• for H•••••••• F•••••••• G•••• (registered 2023-10-27)Oct 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address