RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• W•••••• M•••••
- F••••• I••••••••• A•••••••• L•• state registered currentsince Jan 17, 2012 · Merrimack, Nh
- M•••• I••• independent RIAAug 24, 2009 to Dec 31, 2011 · Everett, Ma
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Aug 12, 2009 · Everett, Ma
- E•••••• P•••• A••••••• I••• unclassifiedApr 21, 1999 to Jun 16, 2005 · Everett, Ma
- M•••• I••• to F••••• I••••••••• A•••••••• L••left Dec 31, 2011, registered Jan 17, 2012 (17 days) · Other
- I•••••••• C•••••• A••••••• to M•••• I•••left Aug 12, 2009, registered Aug 24, 2009 (12 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address