DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Miai, Inc.

Independent wealth managerDallas, TexasCRD 111695SEC 801-61363websiteIAPD
Latest filing Sep 10, 2026
First filing on the tape Dec 1, 2011 · 30 filings
SEC status approved since Aug 2, 2002
RAUM
$213M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$207M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$42.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$213M as of Jan 23, 2026
Dec 1, 2011$148M then
HNW client RAUM$69.3M as of Jan 23, 2026
Nov 3, 2017$54.3M then
State-registered IARs (5.B.3)4 as of Jan 23, 2026
Dec 1, 20110 then
Employees (5.A)4 as of Jan 23, 2026
Dec 14, 201210 then
Private funds: no history
RAUM +13% over the last fiscal year-17% a year over threeIARs 4 to 4offices 0 to 1
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$42.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$772,903derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.8derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.5%derived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$138M65%
  • High-net-worth individuals$69.3M32%
  • Corporations and businesses$6.4M3.0%
Individual clients
242reported
HNW clients
32reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
276reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Clifton DooleyPersonal Financial SpecialistDallas, TxFeb 17, 200437 y2
Donald King HallDallas, TxJul 9, 201240 y2
Charles Haskell RahmDallas, TxMay 26, 201634 y0
Cynthia Elizabeth BesekDallas, TxSep 13, 201926 y1
Robin Renee WoodellCertified Financial PlannerDallas, Tx Jan 23, 202619 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Elizabeth Cynthia Besek · Secretarycontrol
      since 08/2002 · owns less than 5%
    • Clifton Daniel Dooley · Presidentcontrol
      since 10/2015 · owns less than 5%
    • Michele Laurie Moore · Chief Compliance Officercontrol
      since 10/2024 · owns less than 5%
    • David Jonathan Robinson · Chairman Of The Boardcontrol
      since 09/2024 · owns 25% to 50%
    • Randall James Arthaud · Trustee
      since 05/2010 · owns F of James R Arthuad Revocable Trust
    • Richard Rory Collins · Member
      since 08/2022 · owns 25% to 50% of Blueprint North 1, LLC
    • Gene Tony Hauck · Member
      since 08/2022 · owns 25% to 50% of Blueprint North 1, LLC
    • Scott Brandon Langley · Member
      since 04/2024 · owns 25% to 50% of Bp-Maplewood LLC
    • David Jonathan Robinson · Member
      since 04/2024 · owns 25% to 50% of Bp-Maplewood LLC
    Entity owners
    • Maplewood Holdings LLC · Sole Shareholder
      direct · owns 75% or more
    • Blueprint North 1, LLC · Member
      indirect · owns 25% to 50% of Maplewood Holdings LLC
    • Bp-Maplewood LLC · Member
      indirect · owns 50% to 75% of Maplewood Holdings LLC
    • James R Arthuad Revocable Trust · Member
      indirect · owns 25% to 50% of Blueprint North 1, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Miai, Inc. as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Dallas, Tx · principal510
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Jan 23, 2026 to Sep 10, 2026
    • Succession · false to unset
      Jan 23, 2026 to Sep 10, 2026
    • Other offices · 0 to 1
      Dec 2, 2025 to Jan 23, 2026
    • Accounts · 258 to 276
      Jun 10, 2025 to Dec 2, 2025
    • Corporate clients · 3 to 2
      Jun 10, 2025 to Dec 2, 2025
    • HNW clients · 29 to 32
      Jun 10, 2025 to Dec 2, 2025
    • Individual clients · 226 to 242
      Jun 10, 2025 to Dec 2, 2025
    • Discretionary RAUM · $189M to $213M
      Jun 10, 2025 to Dec 2, 2025
    • HNW RAUM · $61.8M to $69.3M
      Jun 10, 2025 to Dec 2, 2025
    • Individual RAUM · $120M to $138M
      Jun 10, 2025 to Dec 2, 2025
    • Non-discretionary RAUM · $303,538 to $315,478
      Jun 10, 2025 to Dec 2, 2025
    • RAUM · $189M to $213M
      Jun 10, 2025 to Dec 2, 2025
    • Financial planning clients · 0 to 0
      Dec 5, 2024 to Jun 10, 2025
    • Accounts · 235 to 258
      Jan 2, 2024 to Oct 8, 2024
    • HNW clients · 15 to 29
      Jan 2, 2024 to Oct 8, 2024
    • Individual clients · 217 to 226
      Jan 2, 2024 to Oct 8, 2024
    • Discretionary RAUM · $146M to $189M
      Jan 2, 2024 to Oct 8, 2024
    • HNW RAUM · $32.9M to $61.8M
      Jan 2, 2024 to Oct 8, 2024
    • Individual RAUM · $107M to $120M
      Jan 2, 2024 to Oct 8, 2024
    • Non-discretionary RAUM · $277,301 to $303,538
      Jan 2, 2024 to Oct 8, 2024
    • RAUM · $147M to $189M
      Jan 2, 2024 to Oct 8, 2024
    • Related adviser · false to true
      Jan 2, 2024 to Oct 8, 2024
    • Accounts · 683 to 235
      Dec 16, 2022 to Jan 2, 2024
    • Corporate clients · 9 to 3
      Dec 16, 2022 to Jan 2, 2024
    • HNW clients · 17 to 15
      Dec 16, 2022 to Jan 2, 2024
    • Individual clients · 651 to 217
      Dec 16, 2022 to Jan 2, 2024
    • Discretionary RAUM · $370M to $146M
      Dec 16, 2022 to Jan 2, 2024
    • HNW RAUM · $71.9M to $32.9M
      Dec 16, 2022 to Jan 2, 2024
    • Individual RAUM · $291M to $107M
      Dec 16, 2022 to Jan 2, 2024
    • Non-discretionary RAUM · $1.8M to $277,301
      Dec 16, 2022 to Jan 2, 2024
    • RAUM · $371M to $147M
      Dec 16, 2022 to Jan 2, 2024
    • Accounts · 655 to 683
      Jul 28, 2022 to Dec 16, 2022
    • Advisory employees · 7 to 4
      Jul 28, 2022 to Dec 16, 2022
    • BD registered reps · 7 to 4
      Jul 28, 2022 to Dec 16, 2022
    • Individual clients · 629 to 651
      Jul 28, 2022 to Dec 16, 2022
    • Employees · 8 to 4
      Jul 28, 2022 to Dec 16, 2022
    • State-registered IARs · 7 to 4
      Jul 28, 2022 to Dec 16, 2022
    • Other offices · 2 to 0
      Jul 28, 2022 to Dec 16, 2022
    • Discretionary RAUM · $411M to $370M
      Jul 28, 2022 to Dec 16, 2022
    • HNW RAUM · $74.2M to $71.9M
      Jul 28, 2022 to Dec 16, 2022
    Signals
    5 dated events
    • Michele Laurie Moore (Chief Compliance Officer) appeared on Schedule A of Miai, Inc.
      Oct 8, 2024 · Control person joined · fact
    • David Jonathan Robinson (Chairman Of The Board) appeared on Schedule A of Miai, Inc.
      Oct 8, 2024 · Control person joined · fact
    • Miai, Inc. reported RAUM $146.6M, down 61% from $371.3M (2022-12-16 to 2024-01-02)
      Jan 2, 2024 · RAUM change · derived
    • Michele Laurie Moore (Chief Compliance Officer) no longer on Schedule A of Miai, Inc. (listed 2022-07-28, absent 2022-12-16)
      Dec 16, 2022 · Control person left · inference
    • William Bruce Robinson left Miai, Inc. for Lpl Financial Llc (registered 2022-09-28)
      Oct 21, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    team@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    eboukedes@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    kleibowitz@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    ldieguez@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    mmurtorff@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    pgalvin@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    rkennell@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    slarge@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    bzimei@myemeraldfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    704-765-0854reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    myemeraldfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    214-739-5677reportedpublic record, Form ADV, Sep 10, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $42.7Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026