DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Timothy Mickel

J.P. Morgan Securities LLCwirehouseHutto, Tx dual registrantIAPD 7332559

Feed of 09/15/2026

Also filed as John Timothy Mickel

At current firm

0 y

since Aug 6, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Aug 6, 2026 · Pflugerville, Tx
LPL Financial LLC BD affiliated
Oct 2, 2025 to Aug 11, 2026 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 17, 2022 to Sep 16, 2024 · Austin, Tx
Pruco Securities, LLC no RAUM
Feb 2, 2022 to May 24, 2022 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to J.P. Morgan Securities LLC
left Aug 11, 2026, registered Aug 6, 2026 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Sep 16, 2024, registered Oct 2, 2025 (381 days) · Wirehouse to affiliated broker-dealer or bank
Pruco Securities, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 24, 2022, registered Aug 17, 2022 (85 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

John Timothy Mickel left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-08-06)
Aug 11, 2026 · Advisor changed firm · fact
John Timothy Mickel left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2025-10-02)
Sep 16, 2024 · Advisor changed firm · fact
John Timothy Mickel left Pruco Securities, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-08-17)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address