DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Luis Miguel Antonio Tan Sy
Feed of 09/14/2026
Also filed as Luis Miguel T Sy
At current firm
3 y
since Sep 27, 2022
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Payden & Rygel other currentsince Sep 27, 2022 · Los Angeles, Ca
- Morgan Stanley wirehouseApr 23, 2021 to Aug 16, 2022 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Payden & Rygelleft Aug 16, 2022, registered Sep 27, 2022 (42 days) · Other
Signals
- Luis Miguel Antonio Tan Sy left Morgan Stanley for Payden & Rygel (registered 2022-09-27)Aug 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address