RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• C•••• P••••••
- F••••• W••••• M••••••••• L••• independent RIA currentsince Sep 12, 2023 · Brighton, Mi
- T•••••••• L•• formerFeb 7, 2022 to Dec 13, 2023 · Sarasota, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIAFeb 25, 2021 to Feb 7, 2022 · Wheaton, Il
- T•••••••• L•• to F••••• W••••• M••••••••• L•••left Dec 13, 2023, registered Sep 12, 2023 (-92 days) · RIA to a newly registered adviser · moved with a team
- B••••••••• C•••••• M••••••••• L•• to T•••••••• L••left Feb 7, 2022, registered Feb 7, 2022 (0 days) · RIA to RIA · moved with a team
- A•••••••• C•••• P•••••• left T•••••••• L•• for F••••• W••••• M••••••••• L••• (registered 2023-09-12)Dec 13, 2023 · Advisor changed firm · fact
- A•••••••• C•••• P•••••• left B••••••••• C•••••• M••••••••• L•• for T•••••••• L•• (registered 2022-02-07)Feb 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address