RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• H••••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 15, 2025 · Elmhurst, Il
- A••••••••• F•••••••• S•••••••• L•• national BDMay 3, 2024 to Aug 20, 2025 · Downers Grove, Il
- P•••• S••••••••• L•• no RAUMFeb 16, 2024 to Apr 26, 2024 · Downers Grove, Il
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 20, 2025, registered Sep 15, 2025 (26 days) · Affiliated broker-dealer or bank to wirehouse
- P•••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 26, 2024, registered May 3, 2024 (7 days) · Affiliated broker-dealer or bank to another
- J•••• E••••• H•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2025-09-15)Aug 20, 2025 · Advisor changed firm · fact
- J•••• E••••• H•••••• left P•••• S••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-05-03)Apr 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address