RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••• W•••••• L•• independent RIA currentsince Feb 10, 2026 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseNov 30, 2023 to Jan 13, 2026 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 13, 2021 to Nov 15, 2023 · Westlake, Tx
- J••• M••••• S••••••••• L•• to B•••• W•••••• L••left Jan 13, 2026, registered Feb 10, 2026 (28 days) · Wirehouse to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••left Nov 15, 2023, registered Nov 30, 2023 (15 days) · Affiliated broker-dealer or bank to wirehouse
- R•••• N••••• left J••• M••••• S••••••••• L•• for B•••• W•••••• L•• (registered 2026-02-10)Jan 13, 2026 · Advisor changed firm · fact
- R•••• N••••• left F••••••• P••••••• A•• W•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-11-30)Nov 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address