RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• G••••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Jun 20, 2025 · Fort Lauderdale, Fl
- O•••• W•••••• I••• BD affiliatedMay 27, 2022 to Feb 12, 2024 · Toledo, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 1, 2021 to May 18, 2022 · Toledo, Oh
- O•••• W•••••• I••• to S•••• I••••• S••••••••• L••left Feb 12, 2024, registered Jun 20, 2025 (494 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to O•••• W•••••• I•••left May 18, 2022, registered May 27, 2022 (9 days) · Affiliated broker-dealer or bank to another
- S•••••• G•••••••• left O•••• W•••••• I••• for S•••• I••••• S••••••••• L•• (registered 2025-06-20)Feb 12, 2024 · Advisor changed firm · fact
- S•••••• G•••••••• left M•• I•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2022-05-27)May 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address